Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Allen KroeningerIndependent Advisor Alliance, LLCWaddell & Reed05-21-2019
Gregory Edward AlftIndependent Advisor Alliance, LLCWaddell & Reed05-21-2019
Charles Francis LawrenceAmeriprise Financial Services, Inc.Waddell & Reed09-05-2018
Kurt William ZippPark Avenue Securities LLCWaddell & Reed$2505-31-2018
Luke Elvin Joseph WillPark Avenue Securities LLCWaddell & Reed05-31-2018
Peter HeimermanIndependent Advisor AllianceWaddell & Reed$21009-26-2017
Peter Francis HeimermanIndependent Advisor Alliance, LLCWaddell & Reed09-26-2017
Timothy Alan GarbeSecurities Service Network, LLCWaddell & Reed09-08-2017
Kurt TrieboldIndependent Advisor AllianceWaddell & Reed$12009-07-2017
Kristi Lynn KaiserLPL Financial LLCWaddell & Reed09-07-2017
Kurt Frederick TrieboldIndependent Advisor Alliance, LLCWaddell & Reed09-07-2017
Leo Craig LeschWoodbury Financial Services, Inc.Waddell & Reed06-01-2017
Beau Eugene BauerBMO Harris Financial Advisors, Inc.Waddell & Reed05-24-2017
Craig Steven VentoTD Ameritrade Investment Management, LLCWaddell & Reed05-03-2017
Andrew Ruthenberg LafontainPruco Securities, LLC.Waddell & Reed$10008-04-2015
Daniel Scott MackenzieSilvernail Capital, LLCWaddell & Reed04-30-2015
William Paul EdingtonAllstate Financial Services, LLCWaddell & Reed02-07-2014
Christopher Alan SwansonLPL Financial LLCWaddell & Reed11-04-2013
Jonathan Paul LaventureLPL Financial LLCWaddell & Reed07-01-2013
John Louis LusignanMWA Financial Services Inc.Waddell & Reed06-20-2013

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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