Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jamie Colburn WilliamsEllenbecker Investment GroupWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-29-2019
Roberta LewisSecurities America, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-02-2019
Jason Victor SponholtzU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-20-2019
Dalip Singh ChadhaU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-29-2019
Jacob M JirscheleAssociated Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-13-2019
Seemi Ejaz BajwaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-11-2019
Jessica Marie AlbrechtBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-08-2019
Hassan Syed AkhtarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-11-2018
Nathaniel William BrandtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-25-2018
Michael Christopher BernardMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-28-2017
Christopher Lee FredrickBMO Harris Financial Advisors, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-17-2017
Zachary Ronald JaroRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-27-2017
David Alan HornLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-09-2016
Gary T BrewtonLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-20-2016
Christopher Steven BrockRobert W. Baird & Co. IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-29-2016
Emily Ellen ZimmermanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-06-2015
Steven Acken JensenRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-06-2015
Stephen Forrest DrieverWealth Management Group, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-15-2015
Jonathan Stephen DavisNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-10-2015
Kenneth P. CourtsSecurities Service Network, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-10-2015
Jeffrey Herbert MosesMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-09-2014
Joni K NelsonMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-29-2014
James Murphy SiddersMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-29-2014
Darrell Keith Moore IIJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-30-2014
Ted Andrew MatuszakLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-05-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.