Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen StoffelAmeriprise Financial Services, Inc.Robert W. Baird & Co. Incorporated$101-10-2019
Peter KontichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2711-16-2018
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$2511-09-2018
John E SteinkeAmeriprise Financial Services, Inc.Harbour Investments, Inc.$2511-01-2018
Charles Francis LawrenceAmeriprise Financial Services, Inc.Waddell & Reed09-05-2018
Randall Scott BehnkeAmeriprise Financial Services, Inc.Capital Financial Services, Inc.$15008-24-2018
Eileen Renee MenacherAmeriprise Financial Services, Inc.National Planning Corporation$106-18-2018
Sarah Kathleen WiersmaAmeriprise Financial Services, Inc.LPL Financial LLC$2505-11-2018
Kevin Jay HermeningAmeriprise Financial Services, Inc.First Allied Securities, Inc.$15004-18-2018
Ronald John KreselAmeriprise Financial Services, Inc.First Allied Advisory Services, Inc.$5004-18-2018
Joshua D KassulkeAmeriprise Financial Services, Inc.LPL Financial LLC04-11-2018
Gregory Paul SchauerAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.04-09-2018
James A Cotturone Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2503-09-2018
David StuartAmeriprise Financial Services, Inc.PFS Investments Inc.10-11-2017
Mitchell Rick GroeschlAmeriprise Financial Services, Inc.Morgan Stanley08-01-2017
Kelly A NoonanAmeriprise Financial Services, Inc.Morgan Stanley07-14-2017
Rick David GroeschlAmeriprise Financial Services, Inc.Morgan Stanley$12507-14-2017
Thomas Dennis KlugAmeriprise Financial Services, Inc.UBS Financial Services Inc.$25005-19-2017
Michael James St MarieAmeriprise Financial Services, Inc.CUSO Financial Services, L.P.05-05-2017
Richard Victor FincoAmeriprise Financial Services, Inc.BMO Harris Financial Advisors, Inc.04-11-2017
Joseph JostAmeriprise Financial Services, Inc.Thrivent Investment Management Inc.03-29-2017
Travis John KrakerAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.$2902-03-2017
Ted Andrew MatuszakAmeriprise Financial Services, Inc.LPL Financial LLC$5002-01-2017
Debrah Jane OelkeAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
Pamela K GretherAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
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Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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