Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew John WeykerAmeriprise Financial Services, Inc.MML Investors Services, LLC$1006-02-2010
Barbara Jean DonaldsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5009-26-2014
Brian Anthony FaracyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10004-29-2011
Brian Keith FruitAmeriprise Financial Services, Inc.SII Investments, Inc.10-20-2014
Brian Lee PromAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.10-05-2009
Buzz MintonAmeriprise Financial Services, Inc.LPL Financial LLC LLC$7211-06-2015
Chad Michael DurfeyAmeriprise Financial Services, Inc.Chase Investment Services Corp.06-02-2011
Charles Francis LawrenceAmeriprise Financial Services, Inc.Waddell & Reed09-05-2018
Charles Vincent JaskowiakAmeriprise Financial Services, Inc.Ameriprise Advisor Services, Inc.$5010-05-2009
Chase DrakeAmeriprise Financial Services, Inc.MML Investors Services, LLC10-29-2018
Christine Dawn LadeAmeriprise Financial Services, Inc.Edward Jones07-29-2016
Christopher Russell SvacinaAmeriprise Financial Services, Inc.Century Securities Associates, Inc.$10006-17-2016
Cory Lee WrightAmeriprise Financial Services, Inc.U.S. Bancorp Investments, Inc.08-02-2018
Darin John SchubringAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$1004-04-2014
Darrin Michael SharpAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC07-18-2018
David John DziubekAmeriprise Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$15001-08-2016
David Mark SharpeAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1009-09-2011
David StuartAmeriprise Financial Services, Inc.PFS Investments Inc.10-11-2017
Debrah Jane OelkeAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10001-13-2017
Debrah OelkeAmeriprise Financial Services, Inc.UBS Financial Services Inc. Inc.$11901-13-2017
Derek Robert SchanhoferAmeriprise Financial Services, Inc.Cetera Advisor Networks LLC08-08-2012
Donald James PaynterAmeriprise Financial Services, Inc.UBS Financial Services Inc.$5011-09-2018
Eileen Renee MenacherAmeriprise Financial Services, Inc.INVEST Financial Corporation06-18-2018
Gary Byron DuncoAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
George Samuel HoffmanAmeriprise Financial Services, Inc.Hermening Advisory Services Llc$2504-18-2018
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Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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