Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam J AusloosAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2014
Alise Marie JablonskyAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.07-26-2019
Andrew John WeykerAmeriprise Financial Services, LLCMML Investors Services, LLC$1006-02-2010
Ann Massaro DiDonatoAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC09-17-2014
Arnold Bruce KuhsAmeriprise Financial Services, LLCAXA Advisors, LLC$20010-14-2013
Barbara Jean DonaldsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5009-26-2014
Brian Anthony FaracyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10004-29-2011
Brian Keith FruitAmeriprise Financial Services, LLCSII Investments, Inc.10-20-2014
Bryan David MoscinskiAmeriprise Financial Services, LLCRobert W. Baird & Co. Incorporated01-08-2018
Bryan Harvey GruchowAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC$5010-08-2012
Candice Marie BaumlerAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC02-05-2013
Cavan Martin MetzlerAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC10-05-2019
Chad Michael DurfeyAmeriprise Financial Services, LLCChase Investment Services Corp.06-02-2011
Charles Francis LawrenceAmeriprise Financial Services, LLCWaddell & Reed09-05-2018
Chase DrakeAmeriprise Financial Services, LLCMML Investors Services, LLC10-29-2018
Christine Dawn LadeAmeriprise Financial Services, LLCEdward Jones07-29-2016
Christopher Russell SvacinaAmeriprise Financial Services, LLCCentury Securities Associates, Inc.$15006-17-2016
Cory Lee WrightAmeriprise Financial Services, LLCU.S. Bancorp Investments, Inc.08-02-2018
Cynthia G FarnsworthAmeriprise Financial Services, LLCUBS Financial Services Inc.$25010-01-2019
Dane Lee KlintworthAmeriprise Financial Services, LLCEdward Jones11-22-2010
Darin John SchubringAmeriprise Financial Services, LLCRBC Capital Markets, LLC04-04-2014
Darrin Michael SharpAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC07-18-2018
David Emery MulderAmeriprise Financial Services, LLCFarmers Financial Solutions, LLC07-16-2013
David G CooperAmeriprise Financial Services, LLCEdward Jones03-31-2011
David John DziubekAmeriprise Financial Services, LLCStifel, Nicolaus & Company, Incorporated$15001-08-2016
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.