Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James John CzubekAssociated Investment Services, Inc.Thrivent Investment Management Inc.06-26-2019
Jason Raymond JacobsonAssociated Investment Services, Inc.Thrivent Investment Management Inc.06-20-2019
Jacob M JirscheleAssociated Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-13-2019
Kimberly Lee SellnowAssociated Investment Services, Inc.Northwestern Mutual Investment Services, LLC01-16-2018
Robert Wade MillerAssociated Investment Services, Inc.Edward Jones07-21-2015
Ronald David JahnkeAssociated Investment Services, Inc.U.S. Bancorp Investments, Inc.09-12-2014
Mark Bryan SlippyAssociated Investment Services, Inc.LPL Financial LLC10-03-2013
Dana Marie SobleskeyAssociated Investment Services, Inc.J.P. Morgan Securities LLC10-03-2013
Andrew Jerome PevonkaAssociated Investment Services, Inc.Northwestern Mutual Investment Services, LLC01-09-2013
Tim Lee HenkeAssociated Investment Services, Inc.LPL Financial LLC01-03-2012
Michael Alfred YouakimAssociated Investment Services, Inc.Chase Investment Services Corp.01-10-2011
Leslie Marie BuckAssociated Investment Services, Inc.Thrivent Investment Management Inc.10-11-2010
Gary T BrewtonAssociated Investment Services, Inc.Chase Investment Services Corp.06-01-2009
Jason Edwin BuchingerAssociated Investment Services, Inc.J.P. Morgan Securities LLC$10004-08-2015
Sandra Kay EarpAssociated Investment Services, Inc.BMO Harris Financial Advisors, Inc.$10001-29-2015
Daniel John FaxAssociated Investment Services, Inc.Northwestern Mutual Investment Services, LLC$10004-03-2014
Lance Christopher ProvoAssociated Investment Services, Inc.LPL Financial LLC$10007-08-2013
Wendi A LucarelliAssociated Investment Services, Inc.Woodbury Financial Services, Inc.$10011-01-2010
Tammy Thomas WardemannAssociated Investment Services, Inc.Capital Investment Group, Inc.$10006-01-2009
Aaron Kyle BohmAssociated Investment Services, Inc.Thrivent Investment Management Inc.$15003-17-2016
Karl Brian MelnickAssociated Investment Services, Inc.PNC Investments$15010-21-2013
Jean A. WanishAssociated Investment Services, Inc.Chase Investment Services Corp.$15005-03-2011
Mark Frederick MckeelAssociated Investment Services, Inc.MML Investors Services, LLC$25010-01-2014
Kyle Scott BergAssociated Investment Services, Inc.LPL Financial LLC$25008-01-2014
Jeanine Marie RoundsAssociated Investment Services, Inc.Chase Investment Services Corp.$25001-27-2009
Next Page »

Showing 1 to 25 of 28 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.