Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ashley Marie HewittBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.12-19-2017
Robert John HoltonBMO Harris Financial Advisors, Inc.Johnson Wealth Inc.06-05-2017
Scott R LeuteneggerBMO Harris Financial Advisors, Inc.Charles Schwab & Co., Inc.06-05-2017
Beau Eugene BauerBMO Harris Financial Advisors, Inc.Waddell & Reed05-24-2017
Jeremy David BardonBMO Harris Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$10004-24-2017
Lindsey R WilkeBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC03-28-2017
Christopher David FetzerBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC$103-07-2016
Gemma DaleBMO Harris Financial Advisors, Inc.HSBC Securities (USA) Inc.11-17-2015
Ingrid Cinthia NastBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC06-30-2015
Jeremy Charles PfaffBMO Harris Financial Advisors, Inc.U.S. Bancorp Investments, Inc.06-24-2015
Patrick LoritzBMO Harris Financial Advisors, Inc.Edward Jones06-19-2015
Scott James BurnoskiBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC04-13-2015
Jennifer Lynn GiemzaBMO Harris Financial Advisors, Inc.Bronfman Rothschild12-01-2014
Lisa Ann KimBMO Harris Financial Advisors, Inc.Citigroup Global Markets Inc.11-13-2014
Jason Andrew BuehrleBMO Harris Financial Advisors, Inc.LPL Financial LLC11-10-2014
William Roger LloydBMO Harris Financial Advisors, Inc.PNC Investments09-16-2014
Erich David StabelfeldtBMO Harris Financial Advisors, Inc.Pruco Securities, LLC.08-28-2014
Mary Anne SchulerBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC$108-28-2014
Zachary Robert MichaelBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC08-19-2014
Julie Ann LorenzBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC07-24-2014
Erin Michelle CroweBMO Harris Financial Advisors, Inc.LPL Financial LLC06-09-2014
Trevor Tshepo MosupyeBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC04-28-2014
Evan Daniel HeathBMO Harris Financial Advisors, Inc.J.P. Morgan Securities LLC04-08-2014
Lori Ann SaccoBMO Harris Financial Advisors, Inc.Fifth Third Securities, Inc.03-05-2014
David V CasselBMO Harris Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC$102-05-2014
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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