Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew L. MartinCUNA Brokerage Services, Inc.LPL Financial LLC11-14-2014
Anja Hartleb-ParsonCUNA Brokerage Services, Inc.Edward Jones12-14-2017
Brennan Everett ScheelCUNA Brokerage Services, Inc.CUNA Brokerage Services, Inc.04-02-2019
Brennan Everett ScheelCUNA Brokerage Services, Inc.Waddell & Reed05-20-2016
Craig Scott LundquistCUNA Brokerage Services, Inc.Raymond James Financial Services, Inc.03-15-2017
David Bennett CutlerCUNA Brokerage Services, Inc.Edward Jones04-22-2015
David Wayne TansorCUNA Brokerage Services, Inc.Mutual of Omaha Investor Services, Inc.$5009-20-2017
Elizabeth Chantal EricksonCUNA Brokerage Services, Inc.UBS Financial Services Inc.06-16-2009
Gregory Edward SmythCUNA Brokerage Services, Inc.Allstate Financial Services, LLC$5003-21-2014
Isaac James MorrisCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC09-23-2019
Jason Edwin BuchingerCUNA Brokerage Services, Inc.Associated Investment Services, Inc.02-24-2017
Jeremy Paul AppletonCUNA Brokerage Services, Inc.Three Lakes Securities, LLC$5002-08-2013
John Edward PeshCUNA Brokerage Services, Inc.ProEquities, Inc.$1004-19-2013
John FraustoCUNA Brokerage Services, Inc.TCFG Wealth Management, LLC09-25-2018
Jonathan Michael FioritoCUNA Brokerage Services, Inc.AXA Advisors, LLC06-14-2019
Krista Marie JohnsonCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.06-10-2016
Margaret Leora KingCUNA Brokerage Services, Inc.Edward Jones10-02-2012
Matthew Pascal MullenCUNA Brokerage Services, Inc.W&S Brokerage Services, Inc.04-14-2020
Matthew Stephen BellinCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC04-01-2014
Nicholas Ryan BurgeCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC05-13-2016
Patrick Terrence McMahonCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$50010-11-2017
Richard Fifield JrCUNA Brokerage Services, Inc.Edward Jones12-18-2018
Ryan Joseph BoydCUNA Brokerage Services, Inc.Morgan Stanley05-18-2016
Shannon Leah RogersCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC07-31-2015
Steven Andrew MuellerCUNA Brokerage Services, Inc.Morgan Stanley02-24-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.