Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Scott LundquistCUNA Brokerage Services, Inc.Raymond James Financial Services, Inc.03-15-2017
David Bennett CutlerCUNA Brokerage Services, Inc.Edward Jones04-22-2015
David Wayne TansorCUNA Brokerage Services, Inc.Mutual of Omaha Investor Services, Inc.$5009-20-2017
Gregory Edward SmythCUNA Brokerage Services, Inc.Allstate Financial Services, LLC$5003-21-2014
John FraustoCUNA Brokerage Services, Inc.TCFG Wealth Management, LLC09-25-2018
Jonathan Michael FioritoCUNA Brokerage Services, Inc.AXA Advisors, LLC06-14-2019
Krista Marie JohnsonCUNA Brokerage Services, Inc.Thrivent Investment Management Inc.06-10-2016
Margaret Leora KingCUNA Brokerage Services, Inc.Edward Jones10-02-2012
Nicholas Ryan BurgeCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.05-13-2016
Patrick Terrence McMahonCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC$50010-11-2017
Richard Fifield JrCUNA Brokerage Services, Inc.Edward Jones12-18-2018
Steven Andrew MuellerCUNA Brokerage Services, Inc.Morgan Stanley02-24-2012
Steven Mark BandyCUNA Brokerage Services, Inc.Abacus Investments, Inc.$1007-01-2015
Susan Mary BreyerCUNA Brokerage Services, Inc.Wells Fargo Clearing Services, LLC03-16-2013
Suzanne Louise TonelliCUNA Brokerage Services, Inc.LPL Financial LLC03-05-2014
Terry L. GroomCUNA Brokerage Services, Inc.VALIC Financial Advisors, Inc.$1001-09-2019

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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