Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Harvey JochimsenCambridge Investment Research, Inc.Morgan Stanley$102-22-2019
Harold Patrick HellenCambridge Investment Research, Inc.Harbour Investments, Inc.$2510-01-2018
Barry Randal WiskirchenCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$5007-18-2018
John Gary LadickCambridge Investment Research, Inc.Woodbury Financial Services, Inc.04-30-2018
Paul Thomas CorradoCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-01-2018
Richard Joseph ReeseCambridge Investment Research, Inc.SII Investments, Inc.$2511-17-2017
Jeffrey Mark MarciniakCambridge Investment Research, Inc.SII Investments, Inc.$10011-16-2017
Andrea June ZoellerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-07-2017
Joshua Peter MersbergerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-07-2017
Peter Jerome MersbergerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$15011-07-2017
Zachary R MersbergerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$25011-07-2017
Andrew Nicholas RineckCambridge Investment Research, Inc.MML Investors Services, LLC10-23-2017
Daniel Edward MckelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.$5010-23-2017
David Carl MillsCambridge Investment Research, Inc.Investment Centers of America, Inc.$1,00010-23-2017
Sean Patrick FaheyCambridge Investment Research, Inc.Investment Centers of America, Inc.$1010-23-2017
Sharon Marie MckelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.10-23-2017
Bruce James IattoniCambridge Investment Research, Inc.SII Investments, Inc.$110-16-2017
Duwayne William BoettcherCambridge Investment Research, Inc.SII Investments, Inc.$110-16-2017
Jamie Rae ConnorCambridge Investment Research, Inc.SII Investments, Inc.10-16-2017
Raymond Anthony SkareCambridge Investment Research, Inc.SII Investments, Inc.$5010-16-2017
Ronald Kevin PattersonCambridge Investment Research, Inc.Commonwealth Financial Network$109-01-2017
Tanner James LeisterCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC06-02-2017
Steve Earl HolmesCambridge Investment Research, Inc.MML Investors Services, LLC$10005-18-2017
Cody Nicholas RickawayCambridge Investment Research, Inc.Thrivent Investment Management Inc.$1001-27-2017
Michael Richard SteinbergCambridge Investment Research, Inc.SII Investments, Inc.$5009-20-2016
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Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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