Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Harvey SteflCambridge Investment Research, Inc.Ameriprise Financial Services, LLC03-28-2018
Michael Ernest VenturiniCambridge Investment Research, Inc.Annex Wealth Management, LLC$1004-02-2012
John Leo ChiappettaCambridge Investment Research, Inc.Ausdal Financial Partners, Inc.02-29-2016
John Joseph TrepanierCambridge Investment Research, Inc.AXA Advisors, LLC01-07-2020
Michael Ruback SchechnerCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.03-03-2014
Thomas Leslie DahlCambridge Investment Research, Inc.Capital Financial Services, Inc.08-17-2009
Jonathan Adam DudzinskiCambridge Investment Research, Inc.Carl M. Hennig, Inc.07-15-2019
Kane Calvin SchraderCambridge Investment Research, Inc.Commonwealth Financial Network07-01-2019
Ronald Kevin PattersonCambridge Investment Research, Inc.Commonwealth Financial Network$2009-01-2017
Michael Robert PalmisanoCambridge Investment Research, Inc.Concorde Investment Services, LLC$1011-30-2015
Donald Clark Hammond Jr.Cambridge Investment Research, Inc.Financial Telesis Inc$2508-13-2014
Scott Arthur LayeuxCambridge Investment Research, Inc.FSC Securities Corporation$5010-04-2019
Anthony Louis Szymborski Jr.Cambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Harold Patrick HellenCambridge Investment Research, Inc.Harbour Investments, Inc.$2510-01-2018
Daniel Edward McKelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.$8710-23-2017
Sean Patrick FaheyCambridge Investment Research, Inc.Investment Centers of America, Inc.$1010-23-2017
David Carl MillsCambridge Investment Research, Inc.Investment Centers of America, Inc.10-23-2017
Sharon Marie McKelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.10-23-2017
Michael Kurt WendtCambridge Investment Research, Inc.Investment Centers of America, Inc.10-20-2017
James Lee DerivanCambridge Investment Research, Inc.LPL Financial LLC10-05-2015
Jeffrey Joseph VenableCambridge Investment Research, Inc.LPL Financial LLC10-01-2014
Mark Edward OliverCambridge Investment Research, Inc.MetLife Securities Inc.11-10-2016
Scott David KindermanCambridge Investment Research, Inc.MetLife Securities Inc.$1008-18-2015
Andrew Nicholas RineckCambridge Investment Research, Inc.MML Investors Services, LLC10-23-2017
Steven Earl HolmesCambridge Investment Research, Inc.MML Investors Services, LLC$5005-18-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.