Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea June ZoellerCambridge Investment Research, Inc.Voya Financial Advisors, Inc.11-07-2017
Andrew Nicholas RineckCambridge Investment Research, Inc.MML Investors Services, LLC10-23-2017
Ann P GeigerCambridge Investment Research, Inc.Northwestern Mutual Investment Services, LLC03-02-2016
Anthony Louis Szymborski Jr.Cambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Barry Randal WiskirchenCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$50007-18-2018
Bradley Charles BaldridgeCambridge Investment Research, Inc.Securities America, Inc.$25005-02-2011
Brian M. MuchCambridge Investment Research, Inc.Mutual Service Corporation08-26-2009
Bruce James IattoniCambridge Investment Research, Inc.SII Investments, Inc.$10010-16-2017
Christopher M SteinbergCambridge Investment Research, Inc.SII Investments, Inc.09-20-2016
Cody Nicholas RickawayCambridge Investment Research, Inc.Thrivent Investment Management Inc.$10001-27-2017
Craig Joseph WeyenbergCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc01-04-2016
Craig L. MeyerCambridge Investment Research, Inc.Mutual Service Corporation$10008-26-2009
Daniel Edward McKelveyCambridge Investment Research, Inc.Investment Centers of America, Inc.$87010-23-2017
David Carl MillsCambridge Investment Research, Inc.Investment Centers of America, Inc.$10010-23-2017
David Harvey SteflCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.03-28-2018
Diana Lynn JohnstonCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc03-24-2016
Donald Clark Hammond Jr.Cambridge Investment Research, Inc.Financial Telesis Inc$25008-13-2014
Duwayne William BoettcherCambridge Investment Research, Inc.SII Investments, Inc.$10010-16-2017
Gabriel Paul SchneissCambridge Investment Research, Inc.Voya Financial Advisors, Inc.07-18-2018
George Mitchell Piper Jr.Cambridge Investment Research, Inc.Signator Investors, Inc.$10006-06-2016
Harold Patrick HellenCambridge Investment Research, Inc.Harbour Investments, Inc.$25010-01-2018
James Lee DerivanCambridge Investment Research, Inc.LPL Financial LLC$10010-05-2015
Jamie Rae ConnorCambridge Investment Research, Inc.SII Investments, Inc.10-16-2017
Jeffrey Jay LambCambridge Investment Research, Inc.Signator Investors, Inc.$10002-28-2012
Jeffrey Joseph VenableCambridge Investment Research, Inc.LPL Financial LLC10-01-2014
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Showing 1 to 25 of 67 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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