Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Alexander WaughChase Investment Services Corp.PFS Investments Inc.04-01-2012
Trevor Tshepo MosupyeChase Investment Services Corp.Northwestern Mutual Investment Services, LLC09-01-2011
Anthony Robert EdwardsChase Investment Services Corp.Northland Securities, Inc.08-08-2011
Sara L KippChase Investment Services Corp.Associated Investment Services, Inc.02-01-2011
Lisa Lynn LopacinskiChase Investment Services Corp.Edward Jones10-04-2010
Derek Raymond RoeChase Investment Services Corp.Northwestern Mutual Investment Services, LLC10-01-2010
Nancy Cicero PhillipsChase Investment Services Corp.Northwestern Mutual Investment Services, LLC09-07-2010
Teresa A Ramos-ManiChase Investment Services Corp.Northwestern Mutual Investment Services, LLC08-16-2010
James Daniel LongeChase Investment Services Corp.M&I Investment Management Corp.06-28-2010
Tara Lynn O'ConnorChase Investment Services Corp.MML Investors Services, LLC04-01-2010
Aaron Michael LawryChase Investment Services Corp.Edward Jones03-30-2010
Kevin William BreckenfelderChase Investment Services Corp.M&I Financial Advisors, Inc.03-30-2010
David Neil TuttleChase Investment Services Corp.M&I Financial Advisors, Inc.03-29-2010
Darrick Edward MunschChase Investment Services Corp.Associated Investment Services, Inc.02-08-2010
Nicholas Jon DewsnapChase Investment Services Corp.Ameriprise Financial Services, Inc.01-01-2010
William Ross ChadekChase Investment Services Corp.Thrivent Investment Management Inc.01-01-2010
Matthew Pascal MullenChase Investment Services Corp.Pruco Securities, LLC.12-01-2009
Scott Allen RichardsonChase Investment Services Corp.Citigroup Global Markets Inc.12-01-2009
Jason Lee WeryChase Investment Services Corp.AXA Advisors, LLC11-16-2009
Michael Brandon PruittChase Investment Services Corp.Edward Jones11-09-2009
Peter John QuehlChase Investment Services Corp.Morgan Stanley11-09-2009
Michael A CaloChase Investment Services Corp.Natcity Investments, Inc.10-19-2009
Jonathan Michael FioritoChase Investment Services Corp.MetLife Securities Inc.08-10-2009
David Donald SchuebelChase Investment Services Corp.Citigroup Global Markets Inc.07-08-2009
Heather Ann JohnsonChase Investment Services Corp.Ameriprise Financial Services, Inc.05-01-2009
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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