Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian D KonzCommonwealth Financial NetworkMorgan Stanley$5009-25-2009
William Thomas OswaldCommonwealth Financial NetworkMorgan Stanley09-25-2009
Gregory Dean EdwardsCommonwealth Financial NetworkAIG Capital Services, Inc.$5002-01-2011
Russell J OlsonCommonwealth Financial NetworkMorgan Stanley$5003-16-2012
James Donald ArnoldCommonwealth Financial NetworkLPL Financial LLC$5005-01-2012
Christopher Michael LamalCommonwealth Financial NetworkMorgan Stanley$2504-19-2013
Randal Craig PlantenbergCommonwealth Financial NetworkLPL Financial LLC$15005-15-2013
Michael Andrew KockCommonwealth Financial NetworkFirst Heartland Capital, Inc.12-02-2014
Timothy Alan KalienCommonwealth Financial NetworkSecurities America, Inc.$2501-28-2016
Terry Scott SebranekCommonwealth Financial NetworkRaymond James Financial Services, Inc.$8707-15-2016
Joel V RewaldCommonwealth Financial NetworkRaymond James Financial Services, Inc.07-19-2016
Kaleb Marcus FrawleyCommonwealth Financial NetworkRaymond James Financial Services, Inc.07-19-2016
Matthew Mark CuplinCommonwealth Financial NetworkSII Investments, Inc.$2511-27-2017
Brandon James MasbruchCommonwealth Financial NetworkSII Investments, Inc.11-27-2017
Mark Miehe Matt Cuplin Brandon Masbruch and Tony PochowskiCommonwealth Financial NetworkSII Investments, Inc.$18612-01-2017
Paul Anthony HundtCommonwealth Financial NetworkSII Investments, Inc.12-18-2017
Charles Joseph RebekCommonwealth Financial NetworkSII Investments, Inc.12-18-2017
Peter Arnold HundtCommonwealth Financial NetworkSII Investments, Inc.12-18-2017
Lisa Kae AdamsCommonwealth Financial NetworkSII Investments, Inc.$5012-19-2017
David Gerald AdamsCommonwealth Financial NetworkSII Investments, Inc.$5012-19-2017
Eric IwanskiCommonwealth Financial NetworkHarbour Investments, Inc.08-20-2018
Richard Andrew NagelCommonwealth Financial NetworkLPL Financial LLC$1,00011-30-2018
Ray James KrusicCommonwealth Financial NetworkMorgan Stanley$15001-25-2019
Kenneth Ernest SchmockerCommonwealth Financial NetworkLPL Financial LLC$15002-26-2019
Andrew Christopher TengbladCommonwealth Financial NetworkADVANTAGE INVESTMENT MANAGEMENT, LLC02-26-2019
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.