Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Arvid StakstonEdward JonesMutual Of Omaha Investor Services, Inc.05-14-2019
Jeanann M KramerEdward JonesCUSO Financial Services, L.P.04-12-2019
Nadine Thurner TarabishiEdward JonesPrivate Client Services, LLC02-01-2019
Joshua Robert GrotheerEdward JonesFidelity Personal and Workplace Advisors11-30-2018
Christopher Gerard PfauEdward JonesTransamerica Investors Securities Corporation11-09-2018
Jay David LandremanEdward JonesThrivent Investment Management Inc.06-15-2018
Kenneth Allen JohnsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-25-2018
Tina Marie GrenlieEdward JonesThrivent Investment Management Inc.05-25-2018
Nathan Joseph FairEdward JonesHartford Funds Distributors, LLC$5004-06-2018
Thomas John LindellEdward JonesINVEST Financial Corporation06-19-2017
Lisa Anne HallenbeckEdward JonesSagePoint Financial, Inc.05-26-2017
Paul A. ZudykEdward JonesRichardson Capital Management, LLC03-15-2016
Nivek Emorej RedmondEdward JonesWaddell & Reed10-23-2015
Mitchell Scott ManningEdward JonesWaddell & Reed08-07-2015
Shannon Marie DalyEdward JonesVanguard Marketing Corporation11-17-2014
Michael James ShindelarEdward JonesMWA Financial Services Inc.09-23-2014
Ryan Paul HaleEdward JonesMorgan Stanley08-25-2014
Kyle David LukowitzEdward JonesJ.P. Morgan Securities LLC$2505-31-2013
Keith Wyatt CherryEdward JonesThrivent Investment Management Inc.04-12-2013
Todd Chase JordanEdward JonesWells Fargo Clearing Services, LLC$104-05-2013
Mark Bryan SlippyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2013
Cari Lynn HenningEdward JonesAmerican Portfolios Financial Services, Inc.$101-04-2013
Pamela Joy LentEdward JonesUvest Financial Services Group, Inc.08-29-2011
Jeffrey Joseph VenableEdward JonesPFS Investments Inc.05-03-2010
Ryan Matthew FreitagEdward JonesUvest Financial Services Group, Inc.$104-30-2010
Next Page »

Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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