Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Michael RetkowskiEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
Ryan Matthew FreitagEdward JonesUvest Financial Services Group, Inc.04-30-2010
Cari Lynn HenningEdward JonesAmerican Portfolios Financial Services, Inc.01-04-2013
Todd Chase JordanEdward JonesWells Fargo Clearing Services, LLC04-05-2013
Kyle David LukowitzEdward JonesJ.P. Morgan Securities LLC05-31-2013
Ryan Paul HaleEdward JonesMorgan Stanley08-25-2014
Paul A. ZudykEdward JonesRichardson Capital Management, LLC03-15-2016
Lisa Anne HallenbeckEdward JonesSagePoint Financial, Inc.05-26-2017
Thomas John LindellEdward JonesINVEST Financial Corporation06-19-2017
Nathan Joseph FairEdward JonesHartford Funds Distributors, LLC$5004-06-2018
Tina Marie GrenlieEdward JonesThrivent Investment Management Inc.05-25-2018
Jay D. LandremanEdward JonesThrivent Investment Management Inc.06-15-2018
Christopher Gerard PfauEdward JonesTransamerica Investors Securities Corporation11-09-2018
Joshua Robert GrotheerEdward JonesFidelity Brokerage Services LLC11-30-2018
Nadine Thurner TarabishiEdward JonesPrivate Client Services, LLC02-01-2019
Jeanann M. KramerEdward JonesCUSO Financial Services, L.P.04-12-2019

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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