Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cari Lynn HenningEdward JonesAmerican Portfolios Financial Services, Inc.$10001-04-2013
Charles KuhtzEdward JonesLPL Financial LLC$7008-12-2016
Christopher Gerard PfauEdward JonesTransamerica Investors Securities Corporation11-09-2018
Dale KolarEdward JonesLPL Financial LLC$9011-09-2018
David Michael RetkowskiEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-20-2009
James AsplinEdward JonesLPL Financial LLC$18008-25-2018
Jay D. LandremanEdward JonesThrivent Investment Management Inc.06-15-2018
Jeanann M. KramerEdward JonesCUSO Financial Services, L.P.04-12-2019
Jeffrey Joseph VenableEdward JonesPFS Investments Inc.05-03-2010
John WileyEdward JonesLPL Financial LLC$7009-28-2016
Joshua Robert GrotheerEdward JonesFidelity Personal and Workplace Advisors11-30-2018
Kathryn Ann KultgenEdward JonesH. C. Denison Co.11-27-2009
Keith Wyatt CherryEdward JonesThrivent Investment Management Inc.04-12-2013
Kenneth Allen JohnsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-25-2018
Kyle David LukowitzEdward JonesJ.P. Morgan Securities LLC$10005-31-2013
Lisa Anne HallenbeckEdward JonesSagePoint Financial, Inc.05-26-2017
Marc MrugalaEdward JonesLPL Financial LLC$6508-04-2017
Mark Bryan SlippyEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2013
Michael James ShindelarEdward JonesMWA Financial Services Inc.09-23-2014
Mitchell Scott ManningEdward JonesWaddell & Reed08-07-2015
Nadine Thurner TarabishiEdward JonesPrivate Client Services, LLC02-01-2019
Nathan Joseph FairEdward JonesHartford Funds Distributors, LLC$50004-06-2018
Nivek Emorej RedmondEdward JonesWaddell & Reed10-23-2015
Paul A. ZudykEdward JonesRichardson Capital Management, LLC03-15-2016
Ryan Matthew FreitagEdward JonesUvest Financial Services Group, Inc.$25004-30-2010
Next Page »

Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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