Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles HartmanFidelity Brokerage Services LLCTD Ameritrade, Inc.08-20-2020
Justin Gilbert DelwicheFidelity Brokerage Services LLCAmeriprise Financial Services, LLC07-21-2020
Maria Cristina CornejoFidelity Brokerage Services LLCHeck Capital Advisors, LLC03-10-2020
Amy Marie GoldFidelity Brokerage Services LLCLPL Financial LLC$2502-12-2020
Jason Grant LundquistFidelity Brokerage Services LLCCharles Schwab & Co., Inc.04-26-2019
Thomas A LucashFidelity Brokerage Services LLCNYLIFE Distributors LLC01-30-2019
Cody BergerFidelity Brokerage Services LLCMML Investors Services, LLC11-21-2018
William David TearseFidelity Brokerage Services LLCAmeriprise Financial Services, LLC02-13-2018
James Dean PietrzakFidelity Brokerage Services LLCScottrade, Inc.07-21-2016
Cori Lee RaueFidelity Brokerage Services LLCWells Fargo Funds Distributor, LLC07-19-2012
Dana Michelle MarshFidelity Brokerage Services LLCWells Fargo Funds Distributor, LLC06-25-2012
Lisa Marie RitschardFidelity Brokerage Services LLCWEA Investment Services, Inc.03-26-2012
Ryan MuellerFidelity Brokerage Services LLCMorgan Stanley03-26-2012
Victoria Joann DeltgenFidelity Brokerage Services LLCAmeriprise Financial Services, LLC03-19-2012
Brian Albert VetrovecFidelity Brokerage Services LLCLPL Financial LLC08-22-2011
Jeremy David GrannanFidelity Brokerage Services LLCWells Fargo Funds Distributor, LLC$2504-04-2011
Mandee Kay PopeFidelity Brokerage Services LLCINVEST Financial Corporation01-03-2011
Nicholas Allan LarsonFidelity Brokerage Services LLCWells Fargo Funds Distributor, LLC05-18-2010

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.