Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary Ronald JaroH. Beck, Inc.Raymond James Financial Services, Inc.01-24-2018
Michael John MihmH. Beck, Inc.BMO Harris Financial Advisors, Inc.10-04-2017
Brandon R ArpsH. Beck, Inc.BMO Harris Financial Advisors, Inc.01-23-2017
Michael GorectkeH. Beck, Inc.Harbour Investments, Inc.10-10-2016
Laurie Ann Ellis-McleodH. Beck, Inc.Investors Capital Corp.08-04-2016
Michael Ernest VenturiniH. Beck, Inc.Concorde Investment Services, LLC07-07-2015
Chris John WeberH. Beck, Inc.Pennant Management Inc06-11-2015
David George BattenH. Beck, Inc.BMO Harris Financial Advisors, Inc.01-27-2015
Richard Allan Kula Jr.H. Beck, Inc.AXA Advisors, LLC01-10-2014
David J MixH. Beck, Inc.MetLife Securities Inc.11-22-2013
Jacquelyn Lee SklenarH. Beck, Inc.SII Investments, Inc.05-23-2013
Randall John WinklerH. Beck, Inc.BMO Harris Financial Advisors, Inc.01-27-2012
Leslie Marie BuckH. Beck, Inc.Associated Investment Services, Inc.01-03-2012
Michael Ernest VenturiniH. Beck, Inc.Wells Fargo Clearing Services, LLC09-20-2011
Jeffrey John SzulczewskiH. Beck, Inc.QA3 Financial Corp.$102-23-2011
Roman Robert Tomal IIIH. Beck, Inc.AMS Advisors LLC11-30-2010
Carl Markham KakenmasterH. Beck, Inc.LPL Financial LLC07-19-2010
Denis Earl JohnsonH. Beck, Inc.LPL Financial LLC07-15-2010
Stephen Wayne WattlesH. Beck, Inc.Edward Jones04-01-2010
Donald Patrick HaydenH. Beck, Inc.LPL Financial LLC01-06-2010
Judith RimkusH. Beck, Inc.LPL Financial LLC01-06-2010
Scott Douglas NowakH. Beck, Inc.LPL Financial LLC01-06-2010
Timothy George FischerH. Beck, Inc.SII Investments, Inc.$1012-23-2009
John Michael EckolaH. Beck, Inc.LPL Financial LLC12-21-2009
Patrick Thomas O' HalloranH. Beck, Inc.SII Investments, Inc.12-18-2009
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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