Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allen Richard DearingH. Beck, Inc.Annex Wealth Management, LLC05-01-2019
Brandon R ArpsH. Beck, Inc.BMO Harris Financial Advisors, Inc.01-23-2017
Carl Markham KakenmasterH. Beck, Inc.LPL Financial LLC07-19-2010
Chad Alan FawcettH. Beck, Inc.TD Ameritrade, Inc.02-24-2017
Chris John WeberH. Beck, Inc.Pennant Management Inc06-11-2015
Daniel Ralph KruegerH. Beck, Inc.LPL Financial LLC12-16-2009
David George BattenH. Beck, Inc.BMO Harris Financial Advisors, Inc.$5001-27-2015
David J MixH. Beck, Inc.MetLife Securities Inc.11-22-2013
Denis Earl JohnsonH. Beck, Inc.LPL Financial LLC$1007-15-2010
Donald Patrick HaydenH. Beck, Inc.LPL Financial LLC01-06-2010
Jacquelyn Lee SklenarH. Beck, Inc.SII Investments, Inc.05-23-2013
James William DummertH. Beck, Inc.LPL Financial LLC10-14-2010
Jeffrey John SzulczewskiH. Beck, Inc.QA3 Financial Corp.$1002-23-2011
John Clarence BoddenH. Beck, Inc.SII Investments, Inc.$2512-08-2009
John Gerard SobiechH. Beck, Inc.Annex Wealth Management, LLC$5005-01-2019
John Michael EckolaH. Beck, Inc.LPL Financial LLC12-21-2009
Joseph Anthony SchilzH. Beck, Inc.SII Investments, Inc.$2512-22-2009
Joseph James Campagna Jr.H. Beck, Inc.SII Investments, Inc.$2512-11-2009
Kevin M. NemoirH. Beck, Inc.SII Investments, Inc.$5012-08-2009
Kurtis Lee MaltbyH. Beck, Inc.SII Investments, Inc.12-08-2009
Laurie Ann Ellis-McleodH. Beck, Inc.Investors Capital Corp.08-04-2016
Leslie Marie BuckH. Beck, Inc.Associated Investment Services, Inc.01-03-2012
Lynn Charles BrinkmanH. Beck, Inc.LPL Financial LLC09-29-2009
Mark Michael OswaldH. Beck, Inc.SII Investments, Inc.$10012-08-2009
Matthew J MorzyH. Beck, Inc.Scottrade, Inc.01-03-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.