Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Richard PuleraHarbour Investments, Inc.MWA Financial Services Inc.$5008-06-2020
Paul Thomas PuleraHarbour Investments, Inc.MWA Financial Services Inc.08-06-2020
Kim I MarshallHarbour Investments, Inc.CFD Investments, Inc.$5002-26-2020
Michael J SkalaHarbour Investments, Inc.Avantax Investment Services, Inc.$1310-10-2019
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
Laurie Ann Ellis-McleodHarbour Investments, Inc.International Assets Advisory, LLC11-02-2018
Heather Lynn FosterHarbour Investments, Inc.USA Financial Securities Corporation05-22-2018
Jeffrey Alan JahnkeHarbour Investments, Inc.Woodbury Financial Services, Inc.05-14-2018
John Clarence BoddenHarbour Investments, Inc.H. Beck, Inc.$1,00004-16-2018
Timothy John GrzesiakHarbour Investments, Inc.Park Avenue Securities LLC$10001-02-2018
Denise Ann JaehnkeHarbour Investments, Inc.G.F. Investment Services, LLC01-02-2018
Mark Allen ThompsonHarbour Investments, Inc.Transamerica Financial Advisors, Inc12-18-2017
Douglas James WaelchliHarbour Investments, Inc.SII Investments, Inc.$1812-08-2017
Jerrold S WicentowskiHarbour Investments, Inc.National Planning Corporation11-29-2017
Claudia Anne VlisidesHarbour Investments, Inc.SII Investments, Inc.11-07-2017
Thomas Arthur BrienHarbour Investments, Inc.MML Investors Services, LLC09-07-2017
Alan Lloyd WinsandHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Jeremy A ArgueHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Jeffrey Jay LambHarbour Investments, Inc.Cambridge Investment Research, Inc.$2508-31-2017
Lucas H MartyHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Kyle William FrenchHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Mark Gerard SweeneyHarbour Investments, Inc.Capital Financial Services, Inc.04-12-2017
Douglas Jerome CrubelHarbour Investments, Inc.Questar Capital Corporation04-07-2017
Jill Marie SommersHarbour Investments, Inc.LPL Financial LLC$3901-10-2017
Marshall Deon MennengaHarbour Investments, Inc.Woodbury Financial Services, Inc.$19110-21-2016
Next Page »

Showing 1 to 25 of 68 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.