Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
Joshua Michael RyanHarbour Investments, Inc.Cornerstone Wealth Management, LLC$2501-31-2019
Keith Arvid WicklundHarbour Investments, Inc.Cornerstone Wealth Management, LLC$2501-31-2019
Philip WeisbachHarbour Investments, Inc.INVEST Financial Corporation07-09-2018
John Clarence BoddenHarbour Investments, Inc.H. Beck, Inc.$1,00004-16-2018
Eric D IwanskiHarbour Investments, Inc.Woodbury Financial Services, Inc.04-05-2018
Denise Ann JaehnkeHarbour Investments, Inc.G.F. Investment Services, LLC$101-02-2018
Douglas James WaelchliHarbour Investments, Inc.SII Investments, Inc.$1812-08-2017
Jerrold S WicentowskiHarbour Investments, Inc.National Planning Corporation$111-29-2017
Claudia Anne VlisidesHarbour Investments, Inc.SII Investments, Inc.11-07-2017
Thomas Arthur BrienHarbour Investments, Inc.MML Investors Services, LLC09-07-2017
Alan Lloyd WinsandHarbour Investments, Inc.Cambridge Investment Research, Inc.$5008-31-2017
Jeffrey Jay LambHarbour Investments, Inc.Cambridge Investment Research, Inc.$2508-31-2017
Jeremy A ArgueHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Lucas H MartyHarbour Investments, Inc.Cambridge Investment Research, Inc.08-31-2017
Mark Gerard SweeneyHarbour Investments, Inc.Capital Financial Services, Inc.04-12-2017
Douglas Jerome CrubelHarbour Investments, Inc.Questar Capital Corporation$1004-07-2017
John Paul SeitzHarbour Investments, Inc.Capital Financial Services, Inc.01-27-2017
Jill Marie SommersHarbour Investments, Inc.LPL Financial LLC$3901-10-2017
James Earl EwingHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Kenneth John WundrowHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Lloyd Wendell MennengaHarbour Investments, Inc.Woodbury Financial Services, Inc.$2510-21-2016
Mark ZierathHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Marshall Deon MennengaHarbour Investments, Inc.Woodbury Financial Services, Inc.$19110-21-2016
Megan E DornHarbour Investments, Inc.Woodbury Financial Services, Inc.10-21-2016
Next Page »

Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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