Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron G TachonHarbour Investments, Inc.New England Securities05-18-2012
Alan Lloyd WinsandHarbour Investments, Inc.Cambridge Investment Research, Inc.$5008-31-2017
Andrew KrecekHarbour Investments, Inc.Northwestern Mutual Investment Services, LLC02-08-2018
Antoinette J. LewisHarbour Investments, Inc.Woodbury Financial Services, Inc.09-20-2010
Ben C Combs KaufmannHarbour Investments, Inc.Long Grove Trading Co.$2508-27-2009
Bruce Allen PattersonHarbour Investments, Inc.Securities America, Inc.05-20-2016
Bruce Patrick DonlanHarbour Investments, Inc.MML Investors Services, LLC$1006-20-2013
Carla Jean Zevnik-SeufzerHarbour Investments, Inc.The Strategic Financial Alliance, Inc.03-30-2016
Claudia Anne VlisidesHarbour Investments, Inc.SII Investments, Inc.11-07-2017
Daniel John LemensHarbour Investments, Inc.Next Financial Group, Inc.11-14-2014
Daniel OsbornHarbour Investments, Inc.MML Investors Services, LLC02-14-2019
Daniel Ralph KruegerHarbour Investments, Inc.Annex Wealth Management, LLC$1005-13-2016
Darrell Charles RemmelHarbour Investments, Inc.SagePoint Financial, Inc.$1008-03-2009
David John JohnsonHarbour Investments, Inc.The Strategic Financial Alliance, Inc.03-30-2016
David Leonard NorqualHarbour Investments, Inc.Capital Financial Services, Inc.06-03-2019
David William DistefanoHarbour Investments, Inc.ProEquities, Inc.$1004-25-2012
Denise Ann JaehnkeHarbour Investments, Inc.G.F. Investment Services, LLC01-02-2018
Dennis R NatzkeHarbour Investments, Inc.Sigma Financial Corporation$1001-24-2012
Derek Raymond RoeHarbour Investments, Inc.SagePoint Financial, Inc.08-01-2016
Dianna Lynn BednarHarbour Investments, Inc.The Strategic Financial Alliance, Inc.03-30-2016
Douglas James WaelchliHarbour Investments, Inc.SII Investments, Inc.$1812-08-2017
Douglas Jerome CrubelHarbour Investments, Inc.Questar Capital Corporation$1004-07-2017
Earl Erik GaugerHarbour Investments, Inc.Oberlin Financial Corp.11-15-2010
Eric IwanskiHarbour Investments, Inc.Woodbury Financial Services, Inc.04-05-2018
Geraldine Marie ParrottHarbour Investments, Inc.Century Securities Associates, Inc.$5010-20-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.