Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rachel Lee O'GradyJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.12-03-2018
Michael J BernardyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2017
Esther Ezekiel InyangJ.P. Morgan Securities LLCPNC Investments08-10-2017
Susan M DavisJ.P. Morgan Securities LLCAPW Capital, Inc.06-29-2017
Matthew Gerald MorisJ.P. Morgan Securities LLCMML Investors Services, LLC$104-17-2017
Jodie Marie ConoverJ.P. Morgan Securities LLCPNC Investments03-17-2017
Kathryn Diane HessJ.P. Morgan Securities LLCPruco Securities, LLC.03-09-2017
Tanisha Cashon ShabazzJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.12-06-2016
Jason Paul BergemannJ.P. Morgan Securities LLCMetLife Securities Inc.10-14-2016
Paula Rae SimonJ.P. Morgan Securities LLCThrivent Investment Management Inc.09-16-2016
Sarah A GregoryJ.P. Morgan Securities LLCCUNA Brokerage Services, Inc.06-06-2016
Jeane Mardi SchellJ.P. Morgan Securities LLCEdward Jones06-02-2016
Bradley Joseph MccroreyJ.P. Morgan Securities LLCSignator Investors, Inc.05-25-2016
Bradley Patrick StarkenJ.P. Morgan Securities LLCAssociated Investment Services, Inc.05-11-2016
Mark John BorowskiJ.P. Morgan Securities LLCPark Avenue Securities LLC04-20-2016
Mitchell George GaverJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2016
Tyler Alexander JohnsonJ.P. Morgan Securities LLCRaymond James Financial Services, Inc.03-24-2016
John Patrick ReillyJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.$3011-18-2015
Joseph Michael RomasJ.P. Morgan Securities LLCLPL Financial LLC$15011-12-2015
Randy Jay FryeJ.P. Morgan Securities LLCWells Fargo Funds Distributor, LLC08-31-2015
Elisabeth Maria Sammer-KohlsJ.P. Morgan Securities LLCINVEST Financial Corporation03-03-2015
Robert Francis SchneiderJ.P. Morgan Securities LLCCleary Gull Inc.01-29-2015
Tim Lee HenkeJ.P. Morgan Securities LLCINVEST Financial Corporation09-12-2014
Brad Jon BrinkmeierJ.P. Morgan Securities LLCRobert W. Baird & Co. Incorporated09-08-2014
Brian Fred SullivanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-02-2014
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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