Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph O'Hare IIJ.P. Morgan Securities LLCGeneva Capital Management LLC03-30-2009
Jason Aaron LevinJ.P. Morgan Securities LLCWells Fargo Investments, LLC05-19-2010
Shane Robert SchusterJ.P. Morgan Securities LLCPFS Investments Inc.11-16-2012
Don Edward LaveryJ.P. Morgan Securities LLCThrivent Investment Management Inc.11-30-2012
Justin Mark LevanetzJ.P. Morgan Securities LLCCetera Investment Services LLC12-18-2012
Michael Carl Osborn Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2013
Scott Norman TankJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$5002-05-2013
Alan Scott SternbergJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.$15003-11-2013
Todd Michael SchoenwalderJ.P. Morgan Securities LLCAssociated Investment Services, Inc.05-28-2013
John Robert Wasikowski Jr.J.P. Morgan Securities LLCAssociated Investment Services, Inc.05-28-2013
Edward Austin ScherrJ.P. Morgan Securities LLCAssociated Investment Services, Inc.$5005-31-2013
Brent Devon GriffinJ.P. Morgan Securities LLCFifth Third Securities, Inc.07-15-2013
Charles Richard TimmermanJ.P. Morgan Securities LLCBMO Harris Financial Advisors, Inc.10-07-2013
Chad Joseph DuddyJ.P. Morgan Securities LLCMetLife Securities Inc.11-26-2013
Dalip Singh ChadhaJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC03-04-2014
Deborah Ann SandersJ.P. Morgan Securities LLCNew England Securities03-24-2014
Linda Diane KaliesJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-28-2014
Peter A. WittryJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC06-12-2014
Darrell Keith Moore IIJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-30-2014
Brian Fred SullivanJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC07-02-2014
Gerald Wayne ThomasJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-03-2014
Brad Jon BrinkmeierJ.P. Morgan Securities LLCRobert W. Baird & Co. Incorporated09-08-2014
Tim Lee HenkeJ.P. Morgan Securities LLCINVEST Financial Corporation09-12-2014
Robert Francis SchneiderJ.P. Morgan Securities LLCCleary Gull Inc.$10001-29-2015
Elisabeth Maria Sammer-KohlsJ.P. Morgan Securities LLCINVEST Financial Corporation03-03-2015
Next Page »

Showing 1 to 25 of 68 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.