Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Susan Lee SteckerLPL Financial LLCSorrento Pacific Financial,LLC06-17-2019
Kyle Anthony GeorgeLPL Financial LLCN/A$15006-03-2019
David Allen KroeningerLPL Financial LLCWaddell & Reed$1005-21-2019
Stephanie CraigLPL Financial LLCPFS Investments Inc.01-07-2019
William Frank Bauerband Jr.LPL Financial LLCEdward Jones12-10-2018
Jennifer Anne KinzlerLPL Financial LLCRaymond James Financial Services, Inc.$1012-07-2018
Laura Ann StanekLPL Financial LLCRaymond James Financial Services, Inc.$3712-07-2018
Leslie Kenneth GayLPL Financial LLCRaymond James Financial Services, Inc.$10012-07-2018
Peter Daniel WelshLPL Financial LLCRaymond James Financial Services, Inc.$2512-07-2018
Dale Andrew KolarLPL Financial LLCEdward Jones$6011-30-2018
David John HenningfieldLPL Financial LLCCetera Advisor Networks LLC$2511-01-2018
Jesse David WagnerLPL Financial LLCCetera Advisor Networks LLC10-17-2018
Paul J GundersonLPL Financial LLCPrivate Client Services, LLC08-30-2018
Christopher Andrew MccamanLPL Financial LLCRaymond James Financial Services, Inc.$108-22-2018
Adam John SwandaLPL Financial LLCSagePoint Financial, Inc.$10008-20-2018
Ryan Phillip EgstadLPL Financial LLCSagePoint Financial, Inc.$108-20-2018
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Christine A SperryLPL Financial LLCCharles Schwab & Co., Inc.08-06-2018
Alan Nelson BarnesLPL Financial LLCCUNA Brokerage Services, Inc.$1007-25-2018
Kristen Elaine CarreiraLPL Financial LLCEdward Jones$2507-25-2018
Patrick Mathew MinskeyLPL Financial LLCEdward Jones$15005-25-2018
Andrew Seymour DockseyLPL Financial LLCFirst Command Financial Planning, Inc.05-21-2018
Jillian Marlene CulverLPL Financial LLCWells Fargo Clearing Services, LLC02-26-2018
Charles Edward ZwiefelhoferLPL Financial LLCU.S. Bancorp Investments, Inc.$5001-24-2018
Jesse Michael DrageLPL Financial LLCPaychex Securities Corporation01-23-2018
Next Page »

Showing 1 to 25 of 247 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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