Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Song-sil AlexanderLPL Financial LLCU.S. Bancorp Investments, Inc.$9007-01-2016
Ty BernickeLPL Financial LLCTriad Advisors LLC$53006-18-2020
Cody Mares Sam SiglerLPL Financial LLCAmeriprise Financial Services, LLC$13001-03-2020
Michael KoernerLPL Financial LLCH. Beck, Inc.$7008-04-2017
Kelley Donovan Forrest RossLPL Financial LLCVSR Financial Services, Inc.$40008-18-2016
Steven J DryerLPL Financial LLCSII Investments, Inc.$15010-31-2014
Timothy BlattnerLPL Financial LLCMetLife Securities Inc.$5601-04-2017
Dale KolarLPL Financial LLCEdward Jones$9011-09-2018
James AsplinLPL Financial LLCEdward Jones$18008-25-2018
Jeffrey Lehrer Karl SchmidtkeLPL Financial LLCNorthland Securities, Inc.$7209-27-2017
Marc MrugalaLPL Financial LLCEdward Jones$6508-04-2017
Christopher SmithLPL Financial LLCRobert W. Baird & Co. Incorporated$6603-08-2017
John WileyLPL Financial LLCEdward Jones$7009-28-2016
Charles KuhtzLPL Financial LLCEdward Jones$7008-12-2016
Ellen M Duhamel Thomas J DornoffLPL Financial LLCMorgan Stanley$13008-30-2013
John SelasLPL Financial LLCPrudential Financial$16006-24-2016
Gregg Alan ShafferLPL Financial LLCMorgan Stanley09-25-2020
Marge GoetschLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Lori Jean BarryLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Robert Allen KoestlerLPL Financial LLCAmeriprise Financial Services, LLC09-21-2020
Mark Herbert SchnizerLPL Financial LLCDavid Bodnar Advisors LLC$5008-26-2020
Mark Edward EngleLPL Financial LLCUSAdvisors Wealth Management, LLC$10008-20-2020
Jeanann M KramerLPL Financial LLCEdward Jones07-17-2020
Lynn Marie OlsonLPL Financial LLCTriad Advisors LLC$15006-18-2020
Daniel Vernon EstensonLPL Financial LLCBernicke Wealth Management, Ltd.$15006-18-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.