Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael LawryLPL Financial LLCChase Investment Services Corp.09-13-2012
Adam Jason RickLPL Financial LLCRBC Capital Markets, LLC10-15-2015
Adam John SwandaLPL Financial LLCSagePoint Financial, Inc.$10008-20-2018
Adam Joseph SmitLPL Financial LLCEdward Jones11-26-2010
Alan Nelson BarnesLPL Financial LLCCUNA Brokerage Services, Inc.$1007-25-2018
Alex G PudloLPL Financial LLCMML Investors Services, LLC08-06-2018
Allan Joseph HaupertLPL Financial LLCMorgan Stanley11-18-2009
Amy Marie GoldLPL Financial LLCUvest Financial Services Group, Inc.10-11-2011
Andrew Daniel VoeltnerLPL Financial LLCEdward Jones12-18-2014
Andrew Gerard StarostaLPL Financial LLCCetera Investment Services LLC10-17-2011
Andrew J. KennedyLPL Financial LLCEdward Jones03-18-2013
Andrew Ogden GileLPL Financial LLCEdward Jones03-08-2019
Andrew Stuart BoydLPL Financial LLCRBC Capital Markets, LLC$5008-26-2016
Angela Marie SergentLPL Financial LLCCUNA Brokerage Services, Inc.09-30-2014
Ann Marie NelsenLPL Financial LLCINVEST Financial Corporation02-14-2018
Ann Marie SchomberLPL Financial LLCUvest Financial Services Group, Inc.$1010-11-2011
Anna Marie KottkeLPL Financial LLCBMO Harris Financial Advisors, Inc.01-05-2016
Anthony J ZilliLPL Financial LLCMML Investors Services, LLC12-16-2014
April Marie KeilLPL Financial LLCBMO Harris Financial Advisors, Inc.02-27-2013
Aurelio Tiangco CallopeLPL Financial LLCINVEST Financial Corporation$1011-18-2015
Bernard Gerard Van EperenLPL Financial LLCSII Investments, Inc.$5002-14-2018
Blake Eugene DahlbyLPL Financial LLCSII Investments, Inc.02-14-2018
Brad Anton RoethlisbergerLPL Financial LLCSecurities America, Inc.$2510-01-2014
Brenda Lynn RolliLPL Financial LLCWoodbury Financial Services, Inc.$5003-25-2013
Brian Anthony PaulsonLPL Financial LLCEdward Jones06-20-2011
Next Page »

Showing 1 to 25 of 255 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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