Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Francis DunnMML Investors Services, LLCKMA Financial Services, LLC09-21-2018
Robert S. JohnstonMML Investors Services, LLCPrincipal Securities, Inc.09-07-2018
Timothy Michael MagnerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2018
Brian Ray PondMML Investors Services, LLCFidelity Brokerage Services LLC$1006-18-2018
Kasey Clinton SipiorskiMML Investors Services, LLCThrivent Investment Management Inc.05-07-2018
Guy Raymond MccauleyMML Investors Services, LLCPruco Securities, LLC.02-12-2018
Jorge Auturo BenaventeMML Investors Services, LLCPFS Investments Inc.01-03-2018
Samuel Paul SimonesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-26-2017
Trisha Sue TetzlaffMML Investors Services, LLCTransamerica Financial Advisors, Inc09-22-2017
Jennifer Dawson OlsonMML Investors Services, LLCSII Investments, Inc.05-25-2017
Scott Albert PerkinsMML Investors Services, LLCCapital Financial Services, Inc.02-21-2017
Mark Frederick MckeelMML Investors Services, LLCLPL Financial LLC$2509-22-2016
Mya Korin BranumMML Investors Services, LLCPrincipal Securities, Inc.08-09-2016
John James WhiteMML Investors Services, LLCEdward Jones07-11-2016
Ryan Robert PankratzMML Investors Services, LLCCountry Capital Management Company03-10-2016
Robert Allen MalchetskeMML Investors Services, LLCAmeritas Investment Corp.05-15-2015
Robert Charles ThorsenMML Investors Services, LLCAmeritas Investment Corp.05-15-2015
Scott Lee LambieMML Investors Services, LLCNYLIFE Securities LLC02-13-2015
Joshua James FischerMML Investors Services, LLCThrivent Investment Management Inc.10-14-2014
Brian John NygaardMML Investors Services, LLCCetera Investment Services LLC09-30-2014
Nicholas Ryan NatzkeMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC12-13-2013
William John SutherlandMML Investors Services, LLCRobert W. Baird & Co. Incorporated07-02-2013
Samuel P KruschelMML Investors Services, LLCMorgan Stanley06-19-2013
Benjamin Garrett WubbelsMML Investors Services, LLCAXA Advisors, LLC03-16-2012
Michael John ReiselMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-25-2011
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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