Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leo Michael QuickMML Investors Services, LLCU.S. Bancorp Investments, Inc.$10008-11-2009
Trisha S. TetzlaffMML Investors Services, LLCTransamerica Financial Advisors, Inc09-22-2017
Kasey Clinton SipiorskiMML Investors Services, LLCThrivent Investment Management Inc.05-07-2018
Richard Gust MakiMML Investors Services, LLCThrivent Investment Management Inc.02-14-2018
Peter Donovan LarsonMML Investors Services, LLCThrivent Investment Management Inc.06-22-2017
Joshua James FischerMML Investors Services, LLCThrivent Investment Management Inc.10-14-2014
Dennis Carl HaaslMML Investors Services, LLCThrivent Investment Management Inc.$10002-26-2010
Rodney Alan EissensMML Investors Services, LLCThrivent Investment Management Inc.$25002-26-2010
Jennifer Dawson OlsonMML Investors Services, LLCSII Investments, Inc.05-25-2017
William John SutherlandMML Investors Services, LLCRobert W. Baird & Co. Incorporated07-02-2013
Guy McCauleyMML Investors Services, LLCPruco Securities, LLC.02-12-2018
Robert S JohnstonMML Investors Services, LLCPrincipal Securities, Inc.09-07-2018
Mya Korin BranumMML Investors Services, LLCPrincipal Securities, Inc.08-09-2016
Jorge Auturo BenaventeMML Investors Services, LLCPFS Investments Inc.01-03-2018
Gregory Joseph HowellMML Investors Services, LLCPackerland Brokerage Services, Inc.$10003-19-2010
Scott Lee LambieMML Investors Services, LLCNYLIFE Securities LLC02-13-2015
Gary Michael TsoumasMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-09-2019
Michael D. RuzekMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-26-2018
Samuel Paul SimonesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-26-2017
Daniel Roy ThiesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2016
Michael John ReiselMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-25-2011
Samuel P KruschelMML Investors Services, LLCMorgan Stanley$16206-19-2013
Timothy Michael MagnerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-30-2018
Steven Michael EffertMML Investors Services, LLCM&I Financial Advisors, Inc.$25003-19-2009
Shannon McGlocklinMML Investors Services, LLCLPL Financial LLC09-07-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.