Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Benjamin Garrett WubbelsMML Investors Services, LLCAXA Advisors, LLC03-16-2012
Brian A. HochschildMML Investors Services, LLCCetera Financial Specialists LLC09-17-2019
Brian John NygaardMML Investors Services, LLCCetera Investment Services LLC$10009-30-2014
Brian Ray PondMML Investors Services, LLCFidelity Brokerage Services LLC$10006-18-2018
Daniel Roy ThiesMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2016
Dennis Carl HaaslMML Investors Services, LLCThrivent Investment Management Inc.$10002-26-2010
Gary Michael TsoumasMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-09-2019
Gregory Joseph HowellMML Investors Services, LLCPackerland Brokerage Services, Inc.$10003-19-2010
Guy McCauleyMML Investors Services, LLCPruco Securities, LLC.02-12-2018
Jennifer Dawson OlsonMML Investors Services, LLCSII Investments, Inc.05-25-2017
John James WhiteMML Investors Services, LLCEdward Jones07-11-2016
Jorge Auturo BenaventeMML Investors Services, LLCPFS Investments Inc.01-03-2018
Joshua James FischerMML Investors Services, LLCThrivent Investment Management Inc.10-14-2014
Kasey Clinton SipiorskiMML Investors Services, LLCThrivent Investment Management Inc.05-07-2018
Leo Michael QuickMML Investors Services, LLCU.S. Bancorp Investments, Inc.$10008-11-2009
Mark Frederick McKeelMML Investors Services, LLCLPL Financial LLC$25009-22-2016
Michael D. RuzekMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-26-2018
Michael John ReiselMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-25-2011
Mya Korin BranumMML Investors Services, LLCPrincipal Securities, Inc.08-09-2016
Peter Donovan LarsonMML Investors Services, LLCThrivent Investment Management Inc.06-22-2017
Richard Gust MakiMML Investors Services, LLCThrivent Investment Management Inc.02-14-2018
Robert Allen MalchetskeMML Investors Services, LLCAmeritas Investment Corp.05-15-2015
Robert Charles ThorsenMML Investors Services, LLCAmeritas Investment Corp.05-15-2015
Robert S JohnstonMML Investors Services, LLCPrincipal Securities, Inc.09-07-2018
Rodney Alan EissensMML Investors Services, LLCThrivent Investment Management Inc.$25002-26-2010
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.