Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kiran Ravindra KhotMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-05-2019
Tyler Alexander JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC09-21-2018
James Ryan MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$106-09-2017
Tegan D SchultzMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Advisor Networks LLC04-18-2017
Michael L. CalawertsMerrill Lynch, Pierce, Fenner & Smith IncorporatedSII Investments, Inc.11-29-2016
Lisa Marie GorodenskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments11-18-2015
Margaret Mary SewartMerrill Lynch, Pierce, Fenner & Smith IncorporatedAssociated Investment Services, Inc.10-30-2015
Jamie Colburn WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-24-2015
James Brent LemonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15006-12-2015
Frederick Gary WotrubaMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation05-26-2015
Colleen M Fairbairn BowarMerrill Lynch, Pierce, Fenner & Smith IncorporatedRobert W. Baird & Co. Incorporated02-05-2014
Barnali GoswamiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-03-2014
Joseph Coleman WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$25001-17-2014
Larry Arthur ProchnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-17-2014
Laurie Jean TebonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10007-08-2013
Paul Anthony AkreMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-08-2013
Sharon Lee SchmiedelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-08-2013
Crystal L CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFilbrandt Investment Advisers Incorporated12-10-2012
David Karl FrancisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$27208-31-2012
Curtis John FuszardMerrill Lynch, Pierce, Fenner & Smith IncorporatedAssociated Investment Services, Inc.07-11-2012
Todd Allen PowersMerrill Lynch, Pierce, Fenner & Smith IncorporatedNew England Securities03-06-2012
Kenneth Allen JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Funds Distributor, LLC12-06-2011
Linda Jane GradyMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.11-21-2011
Mark Edward CapomaccioMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2711-18-2011
John Joseph Ohare IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-31-2011
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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