Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam J AusloosMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-30-2012
Barnali GoswamiMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments02-03-2014
Brian Edwin FarleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.08-24-2020
Brian FarleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedThrivent Investment Management Inc.08-24-2020
Christopher Michael LawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMutual of Omaha Investor Services, Inc.12-11-2019
Cole James HylandMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2018
Colleen M Fairbairn BowarMerrill Lynch, Pierce, Fenner & Smith IncorporatedRobert W. Baird & Co. Incorporated02-05-2014
Crystal L. CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFilbrandt Investment Advisers Incorporated12-10-2012
Curtis J FuszardMerrill Lynch, Pierce, Fenner & Smith IncorporatedAssociated Investment Services, Inc.07-11-2012
David Karl FrancisMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15008-31-2012
Donald Justin IngallsMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones02-15-2019
Francisco A RosalesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones03-27-2019
Frederick Gary WotrubaMerrill Lynch, Pierce, Fenner & Smith IncorporatedINVEST Financial Corporation05-26-2015
Gregory Allan AmbornMerrill Lynch, Pierce, Fenner & Smith IncorporatedOperose Advisors LLC09-12-2018
James Brent LemonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-12-2015
James Ryan MartinMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones06-09-2017
Jamie Colburn WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC08-24-2015
John Joseph O'Hare IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC05-31-2011
John Michael BennettMerrill Lynch, Pierce, Fenner & Smith IncorporatedKCD Financial, Inc.07-07-2010
Joseph Coleman WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-17-2014
Justus Gerald HedeenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.04-30-2010
Kenneth Allen JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Funds Distributor, LLC12-06-2011
Kevin Ray ShepardMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-06-2009
Kiran Ravindra KhotMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15002-05-2019
Larry Arthur ProchnowMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-17-2014
Next Page »

Showing 1 to 25 of 44 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.