Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Paul AppletonMorgan StanleyCUNA Brokerage Services, Inc.$107-20-2018
Carol Ann RosenstockMorgan StanleyThree Lakes Securities, LLC01-19-2018
Timothy Michael PiaseckiMorgan StanleyWFA Asset Management Corp10-24-2017
James Richard Carlson IIMorgan StanleyNorthwestern Mutual Investment Services, LLC05-25-2017
Susan Marie SykesMorgan StanleyRBC Capital Markets, LLC$5003-10-2017
Todd James BardenMorgan StanleyUBS Financial Services Inc.$15007-22-2016
Kurtis Lee MaltbyMorgan StanleyH. Beck, Inc.$1,00002-12-2016
Michelle Ann MaciosekMorgan StanleyUBS Financial Services Inc.$2502-12-2016
Douglas Wayne DickinsonMorgan StanleyThe Leaders Group, Inc.01-26-2016
Joseph Michael StillMorgan StanleyUBS Financial Services Inc.06-19-2015
Charles John KoehnMorgan StanleyNewedge USA, LLC04-21-2015
Brandy Lynn DebrouxMorgan StanleyAmeriprise Financial Services, Inc.06-19-2014
Ann MckeeverMorgan StanleyBMO Harris Financial Advisors, Inc.04-01-2014
Patrick Robert RohdeMorgan StanleyJ.P. Morgan Securities LLC$103-10-2014
Daniel Charles BenedumMorgan StanleyWells Fargo Funds Distributor, LLC02-07-2014
John Joseph Lerose IIIMorgan StanleyMetLife Securities Inc.01-31-2014
Katherine Sarah KralMorgan StanleyRobert W. Baird & Co. Incorporated01-23-2014
Lashell Louise LentzMorgan StanleyBMO Harris Financial Advisors, Inc.$2511-08-2013
Julianne Riceputo DenicolaMorgan StanleyInstinet, LLC09-18-2013
Justin Daniel GoninenMorgan StanleyEnrich Financial Partners LLC$7005-30-2013
Tyler John KrombholzMorgan StanleyGWFS Equities, Inc.03-14-2013
Stephen Wesley TalbertMorgan StanleyNorthwestern Mutual Investment Services, LLC02-28-2013
Melissa Jane YunMorgan StanleyUBS Financial Services Inc.01-07-2013
Steven Patrick MeyerMorgan StanleyUBS Financial Services Inc.01-07-2013
Ardean Leroy EspegardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2012
Next Page »

Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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