Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Anthony HensienMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-28-2009
Ryan MuellerMorgan StanleyAXA Advisors, LLC01-20-2010
Michael Edward McColeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-18-2010
Lowell Steven RuefMorgan StanleyUBS Financial Services Inc.$2506-30-2010
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$10007-09-2010
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.$107-09-2010
Kevin John PattersonMorgan StanleyCleary Gull Inc.07-12-2010
Joan Marie LeroseMorgan StanleyLPL Financial LLC$2510-01-2010
Steven John IndermuehleMorgan StanleyEdward Jones11-05-2010
William Edward RichardsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2011
Kurt Robert KoehlerMorgan StanleyM&I Financial Advisors, Inc.05-06-2011
Darrel Lee HonnoldMorgan StanleyWells Fargo Clearing Services, LLC$10008-12-2011
Rick David GroeschlMorgan StanleyMetLife Securities Inc.$5008-19-2011
Eric Timothy KaplaMorgan StanleyMetLife Securities Inc.08-19-2011
Leonard James StadtmuellerMorgan StanleyMetLife Securities Inc.08-19-2011
John Zingale SchiroMorgan StanleyU.S. Bancorp Investments, Inc.10-24-2011
Steven David FerrisMorgan StanleyBfn Asset Management, Inc.10-25-2011
Gage Chambers DavidsonMorgan StanleyNorthwestern Mutual Investment Services, LLC01-23-2012
Arthur John SchweitzerMorgan StanleyWells Fargo Clearing Services, LLC$5005-11-2012
James Gregory PondelMorgan StanleyWells Fargo Clearing Services, LLC05-11-2012
Keith L. RoweMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2012
Ali GarbaMorgan StanleyWells Fargo Clearing Services, LLC$2508-03-2012
Samuel P KruschelMorgan StanleyWells Fargo Clearing Services, LLC08-03-2012
Debra Ann SteflMorgan StanleyWells Fargo Clearing Services, LLC11-02-2012
Ardean Leroy EspegardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.