Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ali N GarbaMorgan StanleyWells Fargo Clearing Services, LLC08-03-2012
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.$8807-09-2010
Andrew James ManginMorgan StanleyNexPoint Securities, Inc.10-23-2018
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Arthur John SchweitzerMorgan StanleyWells Fargo Clearing Services, LLC$10005-11-2012
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$15007-09-2010
Chadwick Michael SchloesserMorgan StanleySVA Wealth Management, LLC09-19-2018
Christine SpencerMorgan StanleyAmeriprise Financial Services, LLC$5002-08-2010
Daniel Charles BenedumMorgan StanleyWells Fargo Funds Distributor, LLC02-07-2014
Debra Ann SteflMorgan StanleyWells Fargo Clearing Services, LLC$1,00011-02-2012
Douglas Wayne DickinsonMorgan StanleyThe Leaders Group, Inc.01-26-2016
Eric R MartzahlMorgan StanleyAmeriprise Financial Services, LLC09-16-2019
Eric Timothy KaplaMorgan StanleyMetLife Securities Inc.08-19-2011
Erin Michelle CroweMorgan StanleyBMO Harris Financial Advisors, Inc.$5006-17-2017
Gregory J HesseMorgan StanleyUBS Financial Services Inc.06-19-2020
James Gregory PondelMorgan StanleyWells Fargo Clearing Services, LLC$10005-11-2012
James Murphy Sidders Iii IiiMorgan StanleyWells Fargo Clearing Services, LLC08-29-2014
Jeffrey Allen NovakMorgan StanleyUBS Financial Services Inc.06-23-2017
Jeffrey Herbert MosesMorgan StanleyWells Fargo Clearing Services, LLC10-09-2014
Jeremy P AppletonMorgan StanleyCUNA Brokerage Services, Inc.07-20-2018
Jill Marie StychMorgan StanleyUBS Financial Services Inc.06-19-2020
Joan M LeroseMorgan StanleyLPL Financial LLC$5010-01-2010
John Joseph Lerose IiiMorgan StanleyMetLife Securities Inc.01-31-2014
Justin Daniel GoninenMorgan StanleyEnrich Financial Partners LLC$7005-30-2013
Kelsey Lynn KessenichMorgan StanleyNorthwestern Mutual Investment Services, LLC08-20-2018
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.