Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ali GarbaMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25008-03-2012
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.$50007-09-2010
Andrew James ManginMorgan StanleyNexPoint Securities, Inc.10-23-2018
Anne M HattonMorgan StanleyBMO Harris Financial Advisors, Inc.07-18-2019
Ardean Leroy EspegardMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2012
Arthur John SchweitzerMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-11-2012
Brandy Lynn DebrouxMorgan StanleyAmeriprise Financial Services, Inc.06-19-2014
Bruce Lanser, Bernadette LanserMorgan StanleyUBS Financial Services Inc.$60008-06-2013
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$10007-09-2010
Carol Ann RosenstockMorgan StanleyThree Lakes Securities, LLC01-19-2018
Chadwick Michael SchloesserMorgan StanleySVA Wealth Management, LLC$25009-19-2018
Charles John KoehnMorgan StanleyNewedge USA, LLC04-21-2015
Daniel Charles BenedumMorgan StanleyWells Fargo Funds Distributor, LLC02-07-2014
Darrel Lee HonnoldMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-12-2011
Debra Ann SteflMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10011-02-2012
Douglas Wayne DickinsonMorgan StanleyThe Leaders Group, Inc.01-26-2016
Ellen M. Duhamel, Thomas J. DornoffMorgan StanleyLPL Financial LLC$13008-30-2013
Eric R. MartzahlMorgan StanleyAmeriprise Financial Services, Inc.09-16-2019
Eric Timothy KaplaMorgan StanleyMetLife Securities Inc.08-19-2011
Erin Michelle CroweMorgan StanleyBMO Harris Financial Advisors, Inc.$50006-17-2017
Gage Chambers DavidsonMorgan StanleyNorthwestern Mutual Investment Services, LLC01-23-2012
Gage Chambers DavidsonMorgan StanleyRussell Investments Financial Services, LLC11-21-2011
James Gregory PondelMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-11-2012
James Murphy SiddersMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-29-2014
James Patrick WestphalMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15008-29-2014
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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