Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lowell Steven RuefMorgan StanleyUBS Financial Services Inc.$25006-30-2010
Carlyn Marie HensenMorgan StanleyUBS Financial Services Inc.$10007-09-2010
Allen John SchmidtMorgan StanleyUBS Financial Services Inc.$50007-09-2010
Steven Patrick MeyerMorgan StanleyUBS Financial Services Inc.$10001-07-2013
Melissa Jane YunMorgan StanleyUBS Financial Services Inc.01-07-2013
Bruce Lanser, Bernadette LanserMorgan StanleyUBS Financial Services Inc.$60008-06-2013
Joseph Michael StillMorgan StanleyUBS Financial Services Inc.06-19-2015
Michelle Ann MaciosekMorgan StanleyUBS Financial Services Inc.$25002-12-2016
Todd James BardenMorgan StanleyUBS Financial Services Inc.$14007-22-2016
Patricia Carlin AndersonMorgan StanleyUBS Financial Services Inc.$25006-23-2017
Steven SchenkMorgan StanleyUBS Financial Services Inc.$25006-23-2017
Jeffrey Allen NovakMorgan StanleyUBS Financial Services Inc.06-23-2017

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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