Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott HuebnerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, LLC04-15-2015
Adam Scott MolitorNorthwestern Mutual Investment Services, LLCWells Fargo Funds Distributor, LLC$1007-27-2012
Alicia Brooke LantzNorthwestern Mutual Investment Services, LLCRobert W. Baird & Co. Incorporated10-05-2017
Andrea Nicole PaulsonNorthwestern Mutual Investment Services, LLCBMO Harris Financial Advisors, Inc.04-10-2020
Andrew James RoseNorthwestern Mutual Investment Services, LLCScottrade, Inc.01-11-2017
Andrew Jerome PevonkaNorthwestern Mutual Investment Services, LLCAssociated Investment Services, Inc.07-03-2013
Andrew Stephen GrowNorthwestern Mutual Investment Services, LLCCommonwealth Financial Network$1,00007-16-2018
Andrew William PaulNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.12-18-2015
Angela Anne KjorlienNorthwestern Mutual Investment Services, LLCMorgan Stanley12-20-2013
Anne Elizabeth SchlieterNorthwestern Mutual Investment Services, LLCHorace Mann Investors, Inc.05-21-2018
Anthony Robert EdwardsNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC12-13-2019
Antonio Massimo PirainoNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-17-2020
Barbara Theresa DotyNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-06-2011
Barbara Theresa DotyNorthwestern Mutual Investment Services, LLCRaymond James Financial Services, Inc.06-15-2010
Benjamin Peter ZamboNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC07-19-2013
Brandi Billy Jean LamarcheNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC05-04-2016
Brian L AbildNorthwestern Mutual Investment Services, LLCPruco Securities, LLC.06-03-2016
Brianna K. LamarcaNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC01-03-2017
Brittany Lauren GrabnerNorthwestern Mutual Investment Services, LLCMorgan Stanley01-18-2012
Bryce Donald DankersNorthwestern Mutual Investment Services, LLCBernicke Wealth Management, Ltd.12-13-2016
Carol Alice JamarNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC02-10-2009
Charles HartmanNorthwestern Mutual Investment Services, LLCEdward Jones06-07-2016
Cindy Ann SandersNorthwestern Mutual Investment Services, LLCLPL Financial LLC08-16-2013
Corey PutchelNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC04-20-2018
Dalen B SnowNorthwestern Mutual Investment Services, LLCChase Investment Services Corp.03-02-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.