Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia Brooke LantzNorthwestern Mutual Investment Services, LLCRobert W. Baird & Co. Incorporated10-05-2017
Angela Anne KjorlienNorthwestern Mutual Investment Services, LLCMorgan Stanley12-20-2013
Daniel Daudi WardNorthwestern Mutual Investment Services, LLCCountry Capital Management Company10-26-2017
Daniel Louis SiekierskiNorthwestern Mutual Investment Services, LLCRobert W. Baird & Co. Incorporated05-11-2016
Danny VongnarathNorthwestern Mutual Investment Services, LLCBronfman E.L. Rothschild Capital, LLC09-08-2016
Erica WrightNorthwestern Mutual Investment Services, LLCWells Fargo Funds Distributor, LLC05-08-2017
Gary Michael TsoumasNorthwestern Mutual Investment Services, LLCMutual of Omaha Investor Services, Inc.08-29-2016
Glenn KirstNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC$1009-17-2015
Jessica Lynn MansavageNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.03-23-2018
Jonathan Stephen DavisNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC07-10-2015
Joseph Michael DwyerNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.05-29-2015
Laird Stuart MyroldNorthwestern Mutual Investment Services, LLCOneAmerica Securities, Inc.02-03-2017
Margaret Ann BultmanNorthwestern Mutual Investment Services, LLCState Farm VP Management Corp.01-17-2013
Mark Allen SchmittNorthwestern Mutual Investment Services, LLCTransamerica Investors Securities Corporation06-13-2018
Mark Christopher SteffkeNorthwestern Mutual Investment Services, LLCThe Milwaukee Company06-08-2018
Matthew Kelly JumpNorthwestern Mutual Investment Services, LLCValMark Securities, Inc.05-17-2019
Nancy Sarah NoonNorthwestern Mutual Investment Services, LLCDunham & Associates Investment Counsel, Inc.01-12-2017
Peter R. BenzNorthwestern Mutual Investment Services, LLCRussell Financial Services, LLC12-10-2015
Stephen Wellman BeiserNorthwestern Mutual Investment Services, LLCWedbush Securities Inc.$1,00005-25-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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