Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Alain MonnierPNC InvestmentsCapital One Investing, LLC01-22-2018
Leesa Nadyne GilliamPNC InvestmentsBMO Harris Financial Advisors, Inc.09-11-2017
John Steven Matthews Jr.PNC InvestmentsCabot Lodge Securities LLC09-01-2017
Randolph Jes Lange Jr.PNC InvestmentsNorthwestern Mutual Investment Services, LLC01-26-2017
Matthew Pascal MullenPNC InvestmentsJ.P. Morgan Securities LLC06-16-2016
Robert Jason SpectorPNC InvestmentsJ.P. Morgan Securities LLC10-02-2015
James C. CunninghamPNC InvestmentsWells Fargo Funds Distributor, LLC$101-12-2015
Lisa Marie GorodenskiPNC InvestmentsMorgan Stanley11-13-2014
Lisa M HallPNC InvestmentsJ.P. Morgan Securities LLC10-31-2014
Teresa A Ramos-ManiPNC InvestmentsJ.P. Morgan Securities LLC10-17-2014
Kurt William ZippPNC InvestmentsThrivent Investment Management Inc.07-08-2014
John KielichPNC InvestmentsAXA Advisors, LLC05-28-2014
Gregory Andrew BartaszewiczPNC InvestmentsAllstate Financial Services, LLC11-18-2013
Dylan Katz PinkusPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2013
Esther Ezekiel InyangPNC InvestmentsU.S. Bancorp Investments, Inc.05-21-2013
Jodie Marie ConoverPNC InvestmentsWells Fargo Clearing Services, LLC05-15-2013
Anthony Joseph PochowskiPNC InvestmentsChase Investment Services Corp.07-01-2012
Jerry William GoldPNC InvestmentsWells Fargo Clearing Services, LLC04-19-2012
Frank Anthony Mularz IIIPNC InvestmentsLPL Financial LLC$1009-08-2011
William Roger LloydPNC InvestmentsForesters Financial Services, Inc.10-18-2010
Evan Michael TeskaPNC InvestmentsChase Investment Services Corp.08-27-2010
Trent Kealii SantosPNC InvestmentsRBC Capital Markets, LLC$1005-06-2010

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.