Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Charles HannaPrincipal Securities, Inc.LPL Financial LLC$15010-14-2009
Gregory Charles BurgettPrincipal Securities, Inc.Robert W. Baird & Co. Incorporated$15002-09-2010
Mary Ann Therese ThielkePrincipal Securities, Inc.Packerland Brokerage Services, Inc.10-18-2010
Kathryn Janette KaempfPrincipal Securities, Inc.LPL Financial LLC$1006-29-2011
Gregory R. BremerPrincipal Securities, Inc.Ameritas Investment Corp.05-16-2014
Philip Mark NybrotenPrincipal Securities, Inc.Commonwealth Financial Network03-15-2016
Nicole Lynn BeckerPrincipal Securities, Inc.Mutual of Omaha Investor Services, Inc.04-02-2018
Jennifer Rebekka MostonPrincipal Securities, Inc.Transamerica Investors Securities Corporation04-30-2018
Andrew DonohooPrincipal Securities, Inc.MML Investors Services, LLC03-29-2019

Showing 1 to 9 of 9 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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