Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Thomas GarlandPruco Securities, LLC.The Strategic Financial Alliance, Inc.08-09-2011
Chad Clayton AustinPruco Securities, LLC.Edward Jones01-26-2012
Eric Ryan LiekPruco Securities, LLC.Tower Square Securities, Inc.05-09-2012
Andrew William PaulPruco Securities, LLC.Edward Jones02-14-2013
John Edward CullenPruco Securities, LLC.NYLIFE Securities LLC10-15-2013
Todd Rowe ZaeskePruco Securities, LLC.Securities America, Inc.$25005-21-2014
Lisa Marie MongiatPruco Securities, LLC.Voya Financial Advisors, Inc.$10001-28-2015
Ismael CardenasPruco Securities, LLC.MWA Financial Services Inc.$10005-26-2015
Andrew Ruthenberg LafontainPruco Securities, LLC.Waddell & Reed$10008-04-2015
Matthew Lewis ColePruco Securities, LLC.Waddell & Reed08-19-2015
Charles Sebastian ClaussenPruco Securities, LLC.Waddell & Reed08-26-2015
Jeffrey Scott HoppenworthPruco Securities, LLC.Allstate Financial Services, LLC$50001-25-2016
James Gerard LonickPruco Securities, LLC.Thrivent Investment Management Inc.04-11-2016
Dugan Timothy HettichPruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-14-2016
Thomas Lawrence KanePruco Securities, LLC.Securities Service Network, LLC11-14-2016
Sean Peter KernPruco Securities, LLC.Allstate Financial Services, LLC$25002-27-2017
Andrei M JungePruco Securities, LLC.BMO Harris Financial Advisors, Inc.04-19-2017
Guy Raymond MccauleyPruco Securities, LLC.Thrivent Investment Management Inc.05-22-2017
Michael Lloyd JansenPruco Securities, LLC.Allstate Financial Services, LLC$10008-14-2017
Curtis Alan BohmPruco Securities, LLC.Thrivent Investment Management Inc.08-15-2017
John A MarlisPruco Securities, LLC.MML Investors Services, LLC$10010-24-2017
Alberto PadronPruco Securities, LLC.MML Investors Services, LLC$10012-04-2017
Erin Marie BurkePruco Securities, LLC.SVA Wealth Management, LLC05-15-2018
Brian Devereux ArmstrongPruco Securities, LLC.State Farm VP Management Corp.08-27-2018
Nathan Keith McCardellPruco Securities, LLC.Park Avenue Securities LLC10-16-2018
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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