Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alberto PadronPruco Securities, LLC.MML Investors Services, LLC12-04-2017
Allen Edward DablePruco Securities, LLC.Capital Financial Services, Inc.06-24-2019
Andrei M JungePruco Securities, LLC.BMO Harris Financial Advisors, Inc.04-19-2017
Andrew Ruthenberg LafontainPruco Securities, LLC.Waddell & Reed$10008-04-2015
Andrew William PaulPruco Securities, LLC.Edward Jones02-14-2013
Brian Devereux ArmstrongPruco Securities, LLC.State Farm VP Management Corp.08-27-2018
Chad Clayton AustinPruco Securities, LLC.Edward Jones01-26-2012
Charles Sebastian ClaussenPruco Securities, LLC.HighTower Securities, LLC08-19-2019
Charles Sebastian ClaussenPruco Securities, LLC.Waddell & Reed08-26-2015
Curtis Alan BohmPruco Securities, LLC.Thrivent Investment Management Inc.08-15-2017
Darius Andre WhitePruco Securities, LLC.Wells Fargo Funds Distributor, LLC12-07-2018
Dugan Timothy HettichPruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-14-2016
Eric Ryan LiekPruco Securities, LLC.Tower Square Securities, Inc.05-09-2012
Erin Marie BurkePruco Securities, LLC.SVA Wealth Management, LLC05-15-2018
Gregory Thomas GarlandPruco Securities, LLC.The Strategic Financial Alliance, Inc.08-09-2011
Guy McCauleyPruco Securities, LLC.Thrivent Investment Management Inc.05-22-2017
Ismael CardenasPruco Securities, LLC.MWA Financial Services Inc.05-26-2015
James Gerard LonickPruco Securities, LLC.Thrivent Investment Management Inc.04-11-2016
Jason Lee KramarPruco Securities, LLC.Thrivent Investment Management Inc.$2506-11-2019
Jay D. LandremanPruco Securities, LLC.Edward Jones03-16-2020
Jeffrey Scott HoppenworthPruco Securities, LLC.Allstate Financial Services, LLC01-25-2016
John A MarlisPruco Securities, LLC.MML Investors Services, LLC10-24-2017
John Edward CullenPruco Securities, LLC.NYLIFE Securities LLC10-15-2013
John McInnesPruco Securities, LLC.Packerland Brokerage Services, Inc.01-07-2019
Lisa Marie MongiatPruco Securities, LLC.Voya Financial Advisors, Inc.01-28-2015
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.