Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alberto PadronPruco Securities, LLC.MML Investors Services, LLC12-04-2017
Andrei M JungePruco Securities, LLC.BMO Harris Financial Advisors, Inc.04-19-2017
Andrew Ruthenberg LafontainPruco Securities, LLC.Waddell & Reed$5008-04-2015
Charles Sebastian ClaussenPruco Securities, LLC.HighTower Securities, LLC08-19-2019
Curtis Alan BohmPruco Securities, LLC.Thrivent Investment Management Inc.08-15-2017
Dugan Timothy HettichPruco Securities, LLC.Northwestern Mutual Investment Services, LLC06-14-2016
Ismael CardenasPruco Securities, LLC.MWA Financial Services Inc.05-26-2015
Jason Lee KramarPruco Securities, LLC.Thrivent Investment Management Inc.$2506-11-2019
jay d landremanPruco Securities, LLC.Edward Jones03-16-2020
John A MarlisPruco Securities, LLC.MML Investors Services, LLC10-24-2017
John Duncan McInnes JrPruco Securities, LLC.Packerland Brokerage Services, Inc.01-07-2019
John Edward CullenPruco Securities, LLC.NYLIFE Securities LLC10-15-2013
Michael Harold HaasePruco Securities, LLC.MML Investors Services, LLC05-04-2020
Michael Lloyd JansenPruco Securities, LLC.Allstate Financial Services, LLC08-14-2017
Philip Michael MeccaPruco Securities, LLC.Allstate Financial Services, LLC06-02-2020
Roy Eliel CarreraPruco Securities, LLC.Berthel, Fisher & Company Financial Services, Inc.08-22-2018
Sean Peter KernPruco Securities, LLC.Allstate Financial Services, LLC$2502-27-2017
Thomas Lawrence KanePruco Securities, LLC.Securities Service Network, LLC11-14-2016
Thomas Lyman DehartPruco Securities, LLC.MWA Financial Services Inc.05-05-2020

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.