Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Davis KowalRaymond James Financial Services, Inc.SagePoint Financial, Inc.08-10-2009
Kay Marie TuttleRaymond James Financial Services, Inc.INVEST Financial Corporation08-06-2009
Kevin R FisherRaymond James Financial Services, Inc.MetLife Securities Inc.$1011-10-2016
Gabriel Ryan HicksRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2510-24-2017
Scott Charles AndersonRaymond James Financial Services, Inc.MML Investors Services, LLC$2509-07-2017
William Lee BowmanRaymond James Financial Services, Inc.SII Investments, Inc.$2506-01-2011
Barbara Ann LythjohanRaymond James Financial Services, Inc.AXA Advisors, LLC$3004-13-2018
Heather Lee KarczRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5002-13-2015
Jacquelyn Elizabeth RizzoRaymond James Financial Services, Inc.RBC Capital Markets, LLC$5009-13-2013
James Franklin CapeRaymond James Financial Services, Inc.Stifel, Nicolaus & Company, Incorporated$5002-10-2012
Gregory Scott WeggemanRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$7501-29-2016
Paul Gerard ColdagelliRaymond James Financial Services, Inc.Landaas & Company$10004-28-2014
Charles Jackson Shoemaker Jr.Raymond James Financial Services, Inc.RBC Capital Markets, LLC$15009-13-2013
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Showing 26 to 38 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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