Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael S MannRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated12-19-2018
John James WhiteRaymond James Financial Services, Inc.MML Investors Services, LLC10-31-2018
David Scott FiedlerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2018
Joseph Michael StillRaymond James Financial Services, Inc.Morgan Stanley03-27-2018
Zachary Richard DeboerRaymond James Financial Services, Inc.Edward Jones01-31-2018
Jonathan William BurnsRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
Kasey James KinneyRaymond James Financial Services, Inc.MML Investors Services, LLC09-07-2017
Jacqueline Ann SzczepanskiRaymond James Financial Services, Inc.Woodbury Financial Services, Inc.07-24-2017
David James FreyRaymond James Financial Services, Inc.Edward Jones04-28-2017
Beau Irving GoffRaymond James Financial Services, Inc.Northwestern Mutual Investment Services, LLC02-15-2017
Aaron Matthew SpitznerRaymond James Financial Services, Inc.BMO Investment Distributors, LLC11-21-2016
Dana B. TupperRaymond James Financial Services, Inc.LPL Financial LLC03-31-2016
Kenneth William FlanneryRaymond James Financial Services, Inc.MetLife Securities Inc.03-11-2016
Ross D. OlsonRaymond James Financial Services, Inc.Bernicke Wealth Management, Ltd.12-21-2015
Jeffrey Allen BeecroftRaymond James Financial Services, Inc.LPL Financial LLC06-15-2015
Della May MudryRaymond James Financial Services, Inc.Woodbury Financial Services, Inc.05-18-2015
Rebecca Jean GruverRaymond James Financial Services, Inc.Robert W. Baird & Co. Incorporated03-19-2015
Donald Richard MathiasRaymond James Financial Services, Inc.J.W. Cole Advisors, Inc.02-06-2015
Michael Patrick DonnanRaymond James Financial Services, Inc.Thrivent Investment Management Inc.11-20-2014
Rachael Ann NickelsenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC01-17-2014
Jeffrey Scott BoehmRaymond James Financial Services, Inc.Cetera Investment Services LLC02-27-2013
Kiersten Elizabeth BrennanRaymond James Financial Services, Inc.LPL Financial LLC02-07-2013
Joseph Anthony TorelliRaymond James Financial Services, Inc.Principal Securities, Inc.08-12-2011
Catherine Ann JohnsonRaymond James Financial Services, Inc.Midwest Professional Planners, Ltd.07-19-2011
Aaron Timothy KowalRaymond James Financial Services, Inc.SagePoint Financial, Inc.08-10-2009
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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