Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Kurt SeemanRoyal Alliance Associates, Inc.Harbour Investments, Inc.$1001-02-2020
Thomas John ZignegoRoyal Alliance Associates, Inc.The Investment Center, Inc.01-02-2020
Jacob L. O'KeefeRoyal Alliance Associates, Inc.MML Investors Services, LLC$2011-01-2018
Constance M Bessa-RittlerRoyal Alliance Associates, Inc.Principal Securities, Inc.$5010-07-2016
Nathan Michael PielRoyal Alliance Associates, Inc.Securian Financial Services, Inc.07-22-2016
Dale Thomas FreundRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$1003-10-2015
David John NevinskiRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$5003-09-2015
Leroy Joseph McDonnellRoyal Alliance Associates, Inc.First Midwest Securities, Inc.$2503-09-2015
Wayne L StretsberyRoyal Alliance Associates, Inc.The O.N. Equity Sales Company02-15-2011
Dale Michael RoblRoyal Alliance Associates, Inc.Investment Centers of America, Inc.08-23-2010

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.