Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Ellsworth FreiSII Investments, Inc.LPL Financial LLC04-17-2014
Alan Nelson BarnesSII Investments, Inc.Allstate Financial Services, LLC$1001-03-2012
Alison Ann WalkerSII Investments, Inc.LPL Financial LLC06-01-2016
Alison Margaret VoigtSII Investments, Inc.LPL Financial LLC06-01-2016
Anthony Joseph PochowskiSII Investments, Inc.Edward Jones01-02-2015
Anthony Scott CariniSII Investments, Inc.Tower Square Securities, Inc.07-10-2012
Bernard Gerard Van EperenSII Investments, Inc.MetLife Securities Inc.$1005-01-2012
Brad Steven WitbroSII Investments, Inc.LPL Financial LLC06-01-2016
Brandon Lee MilesSII Investments, Inc.Robert W. Baird & Co. Incorporated07-28-2015
Brendon Michael DerouinSII Investments, Inc.Capital Financial Services, Inc.03-07-2011
Brian Robert HartlSII Investments, Inc.LPL Financial LLC$5006-01-2016
Bruce James IattoniSII Investments, Inc.World Group Securities, Inc.05-17-2010
Candace Dee WasselSII Investments, Inc.LPL Financial LLC06-02-2016
Carey Michael WolfSII Investments, Inc.LPL Financial LLC$5002-19-2014
Carol Jean SchumacherSII Investments, Inc.KCD Financial, Inc.01-02-2013
Charles Lyle Harbeck IISII Investments, Inc.Packerland Brokerage Services, Inc.07-19-2013
Craig Eldon SchnuelleSII Investments, Inc.Ameriprise Financial Services, LLC10-05-2011
Curtis John DowlingSII Investments, Inc.Woodbury Financial Services, Inc.01-29-2016
Cynthia Diann OconnellSII Investments, Inc.LPL Financial LLC10-17-2013
Daniel Edward Colvin Jr.SII Investments, Inc.Royal Alliance Associates, Inc.$2508-21-2009
Daniel James WeberSII Investments, Inc.Capital Financial Services, Inc.11-29-2010
Danny Lee Hanson IISII Investments, Inc.Admiral Asset Management, LLC06-01-2016
Darrick E. MunschSII Investments, Inc.LPL Financial LLC06-01-2016
David Alan FoemmelSII Investments, Inc.Edward Jones08-05-2015
David Anthony KlapatchSII Investments, Inc.Ameriprise Financial Services, LLC02-26-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.