Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Thomas WilmetSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
Charles K GrugelSagePoint Financial, Inc.The O.N. Equity Sales Company02-07-2011
Christopher Cameron ReedSagePoint Financial, Inc.MML Investors Services, LLC11-01-2017
Craig Donald RuschSagePoint Financial, Inc.SII Investments, Inc.10-03-2014
Craig Mark SiminskiSagePoint Financial, Inc.The O.N. Equity Sales Company02-09-2011
David Emery MulderSagePoint Financial, Inc.Ameriprise Financial Services, LLC02-13-2015
Dean David DornfeldSagePoint Financial, Inc.Packerland Brokerage Services, Inc.08-05-2019
Derek Raymond RoeSagePoint Financial, Inc.SII Investments, Inc.10-03-2014
Derick Roger KlugSagePoint Financial, Inc.MML Investors Services, LLC09-01-2017
Douglas Scott BiermanSagePoint Financial, Inc.MML Investors Services, LLC06-01-2018
Ethan Jeffrey CutberthSagePoint Financial, Inc.MML Investors Services, LLC10-21-2019
Frank C BarnettSagePoint Financial, Inc.MML Investors Services, LLC06-01-2018
Jacob L BakerSagePoint Financial, Inc.MML Investors Services, LLC11-10-2017
James William BakerSagePoint Financial, Inc.MML Investors Services, LLC$2511-10-2017
Jeffrey Anton KnusallaSagePoint Financial, Inc.The O.N. Equity Sales Company02-07-2011
John E. WitczakSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
John Jerold CeaglskeSagePoint Financial, Inc.MML Investors Services, LLC$4901-18-2018
Kevin Michael GustafsonSagePoint Financial, Inc.Kevin Gustafson Financial$5006-27-2016
Martin John ErnserSagePoint Financial, Inc.SagePoint Financial, Inc.01-09-2020
Matthew E LoverineSagePoint Financial, Inc.MML Investors Services, LLC$2511-10-2017
Robert John Kairis Jr.SagePoint Financial, Inc.MML Investors Services, LLC11-13-2017
Robert Michael BesekeSagePoint Financial, Inc.MML Investors Services, LLC$5002-09-2018
Ryan Timothy HitchcockSagePoint Financial, Inc.MML Investors Services, LLC02-09-2018
Shane Ryan WorkmanSagePoint Financial, Inc.Mutual of Omaha Investor Services, Inc.05-13-2014
Stephen Lynn HayesSagePoint Financial, Inc.MML Investors Services, LLC$2502-05-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.