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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Ryan PetersSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Amanda Marie GausewitzSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Brett Patrick WelchSecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
Cammie D SorensenSecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
Cynthia Jean StormfischerSecurities America, Inc.SII Investments, Inc.$5011-01-2017
Daniel R. HillSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1004-01-2010
David Kenneth SorensenSecurities America, Inc.Cetera Advisor Networks LLC$5011-09-2016
David Samuel LicarySecurities America, Inc.Cetera Advisor Networks LLC11-09-2016
Edwin N HeckerSecurities America, Inc.Cetera Advisor Networks LLC12-07-2016
Frank J ServaisSecurities America, Inc.Fintegra, LLC08-11-2015
Greg Shane LavinSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Gregory Emil BritschSecurities America, Inc.Fintegra, LLC09-10-2015
Jon David GoldsteinSecurities America, Inc.Ameriprise Financial Services, LLC$10010-10-2019
Jonathan Carl GausewitzSecurities America, Inc.Ameriprise Financial Services, LLC10-10-2019
Joshua Alan ZoernerSecurities America, Inc.MWA Financial Services Inc.$2505-10-2018
Julie Ann CoombsSecurities America, Inc.SII Investments, Inc.$5011-01-2017
Kasey Ryan VerginSecurities America, Inc.Chase Investment Services Corp.$1502-01-2011
Kay Ann FreitagSecurities America, Inc.Cetera Advisor Networks LLC$2511-09-2016
Kenneth James KalkSecurities America, Inc.MWA Financial Services Inc.11-04-2019
Kristen Dawn MassieSecurities America, Inc.Northwestern Mutual Investment Services, LLC08-16-2018
Kyle David KerkenbushSecurities America, Inc.Ameriprise Financial Services, LLC$5010-10-2019
Lee Flippen CourtrightSecurities America, Inc.Cetera Advisors LLC$1311-09-2016
Linda Mae LarsonSecurities America, Inc.Fintegra, LLC$107-21-2015
Lisa Ann SpadoniSecurities America, Inc.Ameriprise Financial Services, LLC$2510-10-2019
Lynn Marie FordSecurities America, Inc.Investment Centers of America, Inc.$1002-01-2012
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.