Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kyle J. BreitzmanSecurities Service Network, LLCPrincipal Securities, Inc.08-02-2013
Rebecca C. HammerSecurities Service Network, LLCEdward Jones09-03-2014
Kenneth P. CourtsSecurities Service Network, LLCWells Fargo Clearing Services, LLC06-10-2015
Paul Edward BensonSecurities Service Network, LLCLPL Financial LLC$2509-02-2016
Timothy Alan GarbeSecurities Service Network, LLCWaddell & Reed09-08-2017
James Andrew BarnashSecurities Service Network, LLCSGL Financial, LLC$5006-12-2018
Alan Raymond FoecklerSecurities Service Network, LLCFocus Financial$1008-14-2018
Timothy Maynard KieslingSecurities Service Network, LLCWoodbury Financial Services, Inc.10-24-2018

Showing 1 to 8 of 8 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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